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Deutsche Börse: Four Source ETCs On Individual Industrial Metals Launched On Xetra

Date 09/12/2009

Four additional Exchange Traded Commodities (ETCs) issued by Source Commodity Markets are tradable on Xetra®.
Dubai Gold & Commodities Exchange Monthly Update December 2009

Date 09/12/2009

Click here to download the monthly update newsletter from DGCX.
Statement By European Union Economic And Monetary Affairs Commissioner, Commissioner Almunia On Greece

Date 09/12/2009

"We take note of the fact that the sustainability of public finances in Greece draws the attention of financial markets and rating agencies. A difficult situation in one euro-area Member State is a matter of common concern for the euro area as a whole. It is clear that Greece faces very substantial economic and fiscal challenges. The Greek government has transmitted to the Commission and the Eurogroup its determination to restoring sound public finances. The draft budget adopted on 20 November i
NASDAQ OMX Launches New Swedish Portfolio Index

Date 09/12/2009

The NASDAQ OMX Group, Inc. (NASDAQ:NDAQ) announces that it has launched a new portfolio index for the Swedish equity market, the OMX Stockholm All-Share Cap GI Index (OMXSCAPGI). The weight of the shares included in the index is based on the company's total market value but limited to ten percent to comply with the fund rules in the EU directive UCITS (Undertakings for Collective Investments In Transferable Securities).
Component Changes Made To Dow Jones Select Dividend Indexes

Date 08/12/2009

Dow Jones Indexes, a leading global index provider, today announced component changes in the Dow Jones Australia Select Dividend 30, Dow Jones EPAC Select Dividend and Dow Jones Global Select Dividend indexes.

Integrity In Financial Services Moves Up The Agenda As 1,000th Candidate Completes CISI Ethics Exam

Date 08/12/2009

IntegrityMatters, the online ethics test from the Chartered Institute for Securities & Investment (CISI), has seen the number of candidates double since the achievement of Chartered status less than three months ago, with the 1,000th candidate successfully completing the workshop and online test at the end of November 2009.
Asigna, The Mexican Derivatives Exchange (MexDer) Clearing House, And The Options Industry Council Sign Licensing Agreement To Provide Options Education In Mexico

Date 08/12/2009

Asigna, The Clearing House of MexDer, the Mexican Derivatives Exchange, and The Options Industry Council (OIC), a world leader in options education based in Chicago, announced today that they have entered into a licensing agreement to develop an educational program for Mexican investors and financial advisors.
SEC Blocks Early-Stage Ponzi Scheme Involving Purported Investments In Personal Injury Settlements

Date 08/12/2009

The Securities and Exchange Commission today halted a Ponzi scheme involving a New York firm that solicited investments involving personal injury lawsuit settlements but instead shipped the money overseas. The SEC obtained a court order freezing the assets of the firm, its president, and several companies holding money from the scam that began several months ago.
AMF Signs Assistance And Cooperation Agreement With Russia's Federal Financial Markets Service (FFMS)

Date 08/12/2009

Vladimir Milovidov, Head of the Federal Financial Markets Service (FFMS) of the Russian Federation, and Jean-Pierre Jouyet, Chairman of the Autorité des marchés financiers (AMF), signed on 27 November 2009 a memorandum of understanding (MOU) on assistance and cooperation aimed at forging closer links between the two countries' authorities and financial markets.
SEC Charges California Firm And CEO With Defrauding Customers In Sales Of Risky Mortgage-Backed Securities

Date 08/12/2009

The Securities and Exchange Commission today charged Irvine, Calif.-based Brookstreet Securities Corp. and its President and CEO Stanley C. Brooks with fraud for systematically selling risky mortgage-backed securities to customers with conservative investment goals. The fraud cost many Brookstreet investors their savings, homes, or retirement cushions, and eventually caused the firm to collapse.