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Singapore Exchange Proposes Introduction Of Metals Futures Contracts

Date 31/08/2010

Singapore Exchange (SGX) is consulting the public on the proposed introduction of non-ferrous metals futures contracts for trading on the SGX derivatives market.
KRX Releases New Sector Indices - KRX Retail, KRX Leisure

Date 31/08/2010

KRX releases two new sector indices, KRX Retail & KRX Leisure on September. 1, 2010. Base Date :?January 4, 2010 Base Value : 1,000p Number of Constituents : KRX Retail(10), KRX Leisure(10) Details of Constituents : Please refer to the attached file.
KVH Co. Ltd. Appoints Richard Warley As KVH Chief Executive Officer – Miyuki Suzuki To Serve As Vice Chairman Of The KVH Board Of Directors

Date 31/08/2010

KVH Co., Ltd. (headquartered in Minato-ku, Tokyo, CEO: Miyuki Suzuki, hereinafter referred to as “KVH”) announced today that Mr. Richard Warley has been appointed Chief Executive Officer of KVH, effective September 1, 2010. Mr. Warley brings to KVH extensive leadership experience in the global managed services and data center businesses. He succeeds Miyuki Suzuki, who will remain as a Representative Director of KVH and who has been appointed as Vice Chairman of the KVH Board effective Septemb
CFTC Releases Final Rules Regarding Retail Forex Transactions

Date 30/08/2010

The U.S. Commodity Futures Trading Commission (CFTC) today announced the publication in the Federal Register of final regulations concerning off-exchange retail foreign currency transactions. The rules implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the Food, Conservation, and Energy Act of 2008, which, together, provide the CFTC with broad authority to register and regulate entities wishing to serve as counterparties to, or to intermediate, retail f
CFTC To Begin Releasing Index Investment Data On A Monthly Basis

Date 30/08/2010

The Commodity Futures Trading Commission (CFTC) today announced that it would begin releasing data on index investment in commodity futures markets on a monthly basis. The CFTC has been releasing the data on a quarterly basis since September 2009.

CFTC: Former Floor Broker John Lee Neuman Permanently Banned From Trading For Fraud And Unauthorized Trading

Date 30/08/2010

The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled fraud and unauthorized trading charges against former floor broker John Lee Neuman of Naperville, Ill. Neuman was registered with the CFTC as a floor broker from May 1993 until February 2008 and is currently not registered with the CFTC in any capacity.
Brian Breheny, Deputy Director In Division Of Corporation Finance, To Leave After Seven Years At SEC

Date 30/08/2010

The Securities and Exchange Commission announced today that Brian V. Breheny, the Deputy Director for Legal and Regulatory Policy in the Division of Corporation Finance, will depart the agency after more than seven years of public service.
Terrence R. Pipenhagen Of Orlando, Fla. And His Two Companies To Pay $150,000 Penalty To Settle CFTC Fraud Charges - Pipenhagen, TRP Advisory Group, Inc. And Traders East, Inc. Also Are Permanently Barred From Trading.

Date 30/08/2010

The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of fraud charges against Terrence R. Pipenhagen of Orlando, Fla. and his companies, TRP Advisory Group, Inc. (TRP) and Traders East, Inc. (TEI), for issuing false statements to customers to conceal commodity futures trading losses. Pipenhagen has never been registered with the CFTC.
SIFMA Submits Comments To SEC On Obligations Of Brokers And Advisers - Calls For Uniform Standard That Preserves Individual Investor Choice

Date 30/08/2010

The Securities Industry and Financial Markets Association (SIFMA) today submitted comments to the Securities and Exchange Commission (SEC) in advance of its study on the obligations of investment advisers and broker dealers.
Christopher R. Conte, Associate Director Of Enforcement, To Leave After Nearly 18 Years At SEC

Date 30/08/2010

The Securities and Exchange Commission today announced that Christopher R. Conte, an Associate Director in the Division of Enforcement, will leave the SEC next month after nearly 18 years of public service at the agency.