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Standard & Poor's Announces Changes In The S&P/TSX Venture Composite Index
Date 29/06/2010
Standard & Poor's will make the following changes in the S&P/TSX Venture Composite Index after the close of trading on Tuesday, June 29, 2010: Zapata Energy Corporation (TSXVN:ZCO) will change its name to Surge Energy Inc. The new ticker symbol will be "SGY" and the new CUSIP number will be 86880Y 10 9. There is no consolidation of capital.
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CME Group To Host Third Annual Global Financial Leadership Conference
Date 29/06/2010
CME Group, the world's leading and most diverse derivatives marketplace, will host the third annual Global Financial Leadership Conference (GFLC) Oct. 18-20, 2010, at the Ritz-Carlton Beach Resort in Naples, Fla. The GFLC is an exclusive event that brings together decision-makers from the world's leading financial institutions to discuss emerging geopolitical trends, debate critical economic issues and provide perspectives on future developments in the
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Direct Edge CEO William O’Brien Named Ernst & Young Entrepreneur Of The Year® 2010 Award Winner In New Jersey - Award Recognizes Entrepreneurial Excellence In Financial Services Category
Date 29/06/2010
Direct Edge today announced that Chief Executive Officer William O’Brien won the Ernst & Young Entrepreneur Of The Year® 2010 Award in the financial services category in New Jersey. According to Ernst & Young LLP, the award recognizes outstanding entrepreneurs who are building and leading dynamic, growing businesses. Mr. O’Brien was selected by an independent panel of judges, and the award was presented at a gala event at the Teaneck Marriott at Glenpointe on Thursday June 24.
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SEC Charges California Telecommunications Company With FCPA Violations
Date 29/06/2010
The Securities and Exchange Commission today filed a settled federal court action against San Jose, Calif.-based telecommunications company Veraz Networks, Inc., alleging that Veraz violated the books and records and internal controls provisions of the Foreign Corrupt Practices Act (FCPA). The alleged violations stemmed from improper payments made by Veraz to foreign officials in China and Vietnam after the company went public in 2007.
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BM&FBOVESPA And The Brazilian Presidential Election
Date 29/06/2010
In light of the substantial and growing interest which has been focused on Brazil internationally, and the fact that this interest is no longer simply limited to issues relating to the economy, BM&FBOVESPA has decided to invite all of the Brazilian presidential candidates to meet with representatives of the international financial community in New York and London, in order to discuss the guidelines for the country’s development plan for 2011.
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UK's Financial Services Authority Publishes Review Of With-Profits Sector
Date 29/06/2010
The Financial Services Authority (FSA) has today published the findings of its comprehensive review into the operation of with-profits funds.
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SEC Charges Two Canadians With Fraudulently Touting Penny Stocks On A Website, Facebook And Twitter
Date 29/06/2010
The Securities and Exchange Commission announced today that it has obtained an emergency asset freeze against a Canadian couple who fraudulently touted penny stocks through their website, Facebook and Twitter. The SEC also charged two companies the couple control and obtained an asset freeze against them.
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DFM Renews “ISO 9001:2008” Quality Accreditation For The Third Time - Workshops Held To Train 107 Employees On Total Quality Management
Date 29/06/2010
Dubai Financial Market (PJSC) announced today that it has renewed its accreditation with the “ISO 9001:2008” Quality Certificate from Lloyds Register Quality Assurance, after successfully going through a comprehensive review by the international company which showed that DFM has continued to maintain its compliance with various requirements necessary to renew the certificate for the third time and recognized DFM’s commitment to continuous development of products and services according to inte
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Munich Re Receives License To Operate From DIFC - Company Enhances Its Services For The Growing Healthcare Market
Date 29/06/2010
Munich Re Underwriting Agents (DIFC) Ltd., part of Munich Re of Malta Holding Ltd., and a reinsurance subsidiary of Munich Re, one of the leading reinsurance companies worldwide has received a license from the Dubai Financial Services Authority (DFSA) to operate in the DIFC.
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FINRA Hearing Panel Bars Broker For Manipulating Stock Price Downward To Benefit Hedge Fund Client
Date 29/06/2010
A Financial Industry Regulatory Authority (FINRA) hearing panel has permanently barred a former Deutsche Bank broker from the securities industry for manipulating the price of Monogram Biosciences (MGRM) stock in an effort to enrich a hedge fund client, himself and his family.
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