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Disruption of HKExnews Website Services

Date 10/08/2011

Hong Kong Exchanges and Clearing Limited (HKEx) announced today (Wednesday) that HKExnews website services are being interrupted due to technical problems. Contingency measures have been invoked until further notice to provide for the continued dissemination of issuers’ regulatory news.
HKEx 2011 Interim Results

Date 10/08/2011

The Board submits the unaudited consolidated results of the Group for the six months ended 30 June 2011. Click here for full details.
BM&FBOVESPA S.A. Announces Second Quarter 2011 Earnings - New Fee Structure Starting In August - Margins Maintained - High Frequency Trading Volume Up 11% And 21 Public - Offerings YTD, With 11 IPOs In Challenging Market Conditionsadjusted Operating Expenses In Line With Annual Budget

Date 09/08/2011

BM&FBOVESPA S.A. (BVMF3) today reported second quarter earnings ending June 30, 2011. BM&F segment volumes climbed a solid 5.8% year-over-year and securities lending grew 39.3% year-over-year. High frequency trading (HFT) continued to grow in the Bovespa segment, accounting for a higher 7.4% of average daily traded value (ADTV) during the second quarter.
New York Stock Exchange To Host Identity Theft Training For Law Enforcement On August 16th - FBI-LEEDA, LifeLock Present Award-Winning Training

Date 09/08/2011

LifeLock, the industry leader in identity theft protection and the FBI Law Enforcement Executive Development Association (FBI-LEEDA) are presenting an identity theft summit for Federal, State, and Local Law Enforcement on Tuesday, August 16th. Hosted by the New York Stock Exchange (NYSE) the free summit will provide law enforcement officials with actual case information, along with information on various generations of identity theft, new scamming techniques and the most effective investigative strategies. More than 150 law enforcement officials representing more than 50 different agencies are registered to attend the one-day training session.
CalPERS Workshop To Explore Integrating Environmental, Social, Governance Issues Into Investment Process

Date 09/08/2011

The Investment Committee of the California Public Employees’ Retirement System (CalPERS) will hold a workshop on Monday, August 15, to examine how best to integrate environmental, social and governance issues into the pension fund’s investment process in order to enhance risk management.

NYSE Group Inc. Issues Short Interest Report

Date 09/08/2011

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of July 29, 2011.
NASDAQ Announces End-Of-month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date July 29, 2011

Date 09/08/2011

At the end of the settlement date of July 29, 2011, short interest in 2,294 NASDAQ Global Market^SMsecurities totaled 6,640,112,203 shares compared with 6,731,359,242 shares in 2,297 Global Market issues reported for the prior settlement date of July 15, 2011. The end-of-July short interest represents 3.60 days average daily NASDAQ Global Market share volume for the reporting period, compared with 3.62 days for the prior reporting period.
NYSE Amex Issues Short Interest Report

Date 09/08/2011

NYSE Amex (formerly known as NYSE Alternext US) today reported short interest as of the close of business on the settlement date of July 29, 2011.
Deutsche Bank Autobahn® Equity Continues Low Latency Product Expansion In US

Date 09/08/2011

Deutsche Bank’s Autobahn® Equity electronic trading business, within its Markets division, yesterday announced the expansion of the μltra FPGA (Field Programmable Gate Array) product suite to all major US stock exchange co-location facilities, including NYSE, NYSE Arca, NASDAQ, Direct Edge and BATS. The μltra FPGA platform provides high volume, ultra-low latency direct market access to US equity markets. The platform first went live at the Carteret, New Jersey datacenter in co-location with NASDAQ in March.
FINRA Fines Citigroup $500,000 For Failing To Supervise Sales Assistant Who Misappropriated Customer Funds

Date 09/08/2011

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Citigroup Global Markets, Inc. $500,000 for failing to supervise Tamara Moon, a former registered sales assistant at the firm's branch office in Palo Alto, California. Over an 8 year period, Moon misappropriated $749,978 from 22 customers, falsified account records and engaged in unauthorized trades in customer accounts.