News Centre

Luis A. Aguilar Sworn In For Second Term As SEC Commissioner

Date 08/12/2011

Luis A. Aguilar was sworn in today to begin his second term as a Commissioner of the Securities and Exchange Commission.

Strengthening Inter-Market Cooperation Between Tokyo Stock Exchange Group And Korea Exchange

Date 08/12/2011

Today, Tokyo Stock Exchange Group, Inc. ("TSE Group") and Korea Exchange ("KRX") signed a Memorandum of Understanding ("MOU") to further strengthen the cooperative relationship between both exchanges.

European Banking Authority Announces Final Capital Requirement For European Banks

Date 08/12/2011

The European Banking Authority (EBA) has announced the size of the capital buffers European banks should have next summer. The new requirement may be calculated without the transition regulations, which means that Swedish banks no longer need to contribute new capital.

Federal Reserve Board Announces Appointment Of Steven B. Kamin As Director Of The Division Of International Finance

Date 08/12/2011

The Federal Reserve Board on Thursday announced the appointment of Steven B. Kamin as director of the Division of International Finance, effective December 11.

Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Paul A. Beswick, Deputy Chief Accountant, U.S. Securities and Exchange Commission

Date 08/12/2011

Introduction

I would like to thank the AICPA for providing me with the opportunity to speak at the AICPA National Conference on Current SEC and PCAOB Developments.

ICAP’s 19th Annual Charity Day Raises A Record £12.75 Million

Date 08/12/2011

ICAP, the world’s leading interdealer broker, raised a record £12.75 million (US$20 million) worldwide on its 19th annual Charity Day, held yesterday. This brings the total amount raised through the ICAP Charity Day, which started in 1993, to £89.35 million.

ICAP’s 19th Annual Charity Day Raises A Record £12.75 Million

Date 08/12/2011

ICAP, the world’s leading interdealer broker, raised a record £12.75 million (US$20 million) worldwide on its 19th annual Charity Day, held yesterday. This brings the total amount raised through the ICAP Charity Day, which started in 1993, to £89.35 million.

SEC Charges Wachovia With Fraudulent Bid Rigging In Municipal Bond Proceeds - Wachovia Agrees To $148 Million Settlement With SEC And Other Authorities

Date 08/12/2011

The Securities and Exchange Commission today charged Wachovia Bank N.A. with fraudulently engaging in secret arrangements with bidding agents to improperly win business from municipalities and guarantee itself profits in the reinvestment of municipal bond proceeds.

Tel Aviv Stock Exchange: Update Of Continuously Quoted Equity Indices

Date 08/12/2011

SEC Announces National Seminar For Compliance Officers And Senior Personnel At Investment Management Firms

Date 08/12/2011

The Securities and Exchange Commission today announced the opening of registration for its national seminar to help chief compliance officers (CCOs) and other senior personnel at investment management firms enhance their compliance programs for the protection of investors.