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SIFMA Statement On Proposed FATCA Regulations
Date 08/02/2012
SIFMA today released the following statement from Kenneth E. Bentsen, Jr., executive vice president, public policy and advocacy, in reaction to proposed regulations to implement the Foreign Account Tax Compliance Act (FATCA).
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FSB Legal Entity Identifier (LEI) Initiative Industry Advisory Panel - Membership
Date 08/02/2012
On 12 January 2012, the FSB called for the nomination of a small number of experts to a private sector panel advising an FSB LEI Expert Group of key stakeholders from the global regulatory community taking forward work on the Legal Entity Identifier initiative.
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European Commission Welcomes US Move To Ensure Enhanced International Tax Cooperation In A More Business-Friendly Way
Date 08/02/2012
The Commission welcomes the USA's acceptance of an government-to-government approach to tackling tax evaders and implementing the US Foreign Account Tax Compliance Act (FATCA).
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CFTC Charges Texas Resident Christopher B. Cornett In Foreign Currency Fraud Action
Date 08/02/2012
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action against Christopher B. Cornett of Buda, Texas, charging him with solicitation fraud, issuing false account statements, misappropriating pool participants’ funds, and failing to register in connection with an off-exchange foreign currency (forex) fraud.
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NYSE Euronext Signs First Contract To Manage Three China Securities Indices - First Foreign Company To Oversee The Calculation And Administration Of CSI Indices
Date 08/02/2012
NYSE Euronext (NYX) today announced that it has agreed with China Securities Index Co., (CSI) to manage the calculation of three of CSI’s indices: Overseas China Internet Index, Overseas China Consumer Discretionary Index and Overseas China Consumer Staples Index. Leveraging NYSE Euronext’s operational and listed products expertise, this new initiative represents a significant milestone for the global index services of NYSE Euronext to further expand its index offerings in the Asian region meeting the growing demand to track the performance in Chinese companies.
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CBOE Holdings Declares First Quarter 2012 Dividend
Date 08/02/2012
CBOE Holdings, Inc. (NASDAQ: CBOE) announced today that its Board of Directors has declared a quarterly cash dividend of $0.12 per share of common stock payable on March 23, 2012, to stockholders of record at the close of business on March 2, 2012.
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ISE Named "Best Exchange Client Service" At Wall Street Letter 2012 Institutional Trading Awards
Date 08/02/2012
The International Securities Exchange (ISE) announced today that it received the "Best Exchange Client Service" award at the Wall Street Letter 2012 Institutional Trading Awards. Winners were determined by a panel of independent judges and based on the level of innovation and client satisfaction demonstrated by the nominees.
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CBOE Holdings, Inc. Announces Reorganization And Names New Officers
Date 08/02/2012
CBOE Holdings, Inc. (NASDAQ: CBOE) announced today an organizational realignment, including the consolidation of two major divisions, the creation of new areas of business development, and the appointment of new CBOE officers. The reorganization was designed to better align key business functions and operations with the company's evolving business and market models.
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ESMA Chair Speaks At The AFME Market And Liquidity Conference
Date 08/02/2012
Steven Maijoor, Chair of ESMA, gave today a keynote speech at the AFME Markets and Liquidity Conference in London.
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NASDAQ OMX And IKON GLOBAL MARKETS Launch Spot Gold Futures - Exchange Simulates OTC Gold Market With Protections Compliant With Dodd Frank
Date 08/02/2012
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ), the world's largest exchange group, in partnership with IKON GLOBAL MARKETS, Inc. (IKON), a futures commission merchant registered with the U.S. Commodity Futures Trading Commission (CFTC) offering foreign exchange, futures and options, today will launch NASDAQ OMX XAU/USD Spot Gold FuturesTM (patent pending) on the NASDAQ OMX Futures Exchange, Inc. (NFX). The contract will trade under the symbol "NAU" and seeks to simulate the over-the-counter (OTC) spot gold market trading experience.
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