News Centre

Hong Kong's Securities And Futures Commission Commences Legal Proceedings Against Ernst & Young Over Access To Accounting Records

Date 27/08/2012

The Securities and Futures Commission (SFC) has commenced proceedings in the Court of First Instance against Ernst & Young Hong Kong (Ernst & Young) for failing to produce to the SFC specified accounting records.

Citigroup Global Markets Australia Pty Ltd Pays $30,000 Infringement Notice Penalty

Date 27/08/2012

Citigroup Global Markets Australia Pty Ltd (Citigroup) has paid a penalty of $30,000 to ASIC in order to comply with an infringement notice given to it by the Markets Disciplinary Panel, for the entry of a Priority Crossing in the ordinary shares of Fantastic Holdings Limited (FAN) on 20 May 2011, that allegedly resulted in the market for FAN not being both fair and orderly.

Osaka Securities Exchange SPAN Parameter Updated - Sep. 03, 2012 - Sep. 07, 2012

Date 27/08/2012

OSE has set up SPAN Parameter for calculating margin requirements as follows.

This SPAN Parameter is used for calculating "SPAN Risk Parameter Files" which are distributed on a daily basis. OSE sets and publishes new Parameters on the first business day of each week, which are applicable from the first business day of the next week.

DFM And NASDAQ Dubai Newsletter August 2012

Date 26/08/2012

Welcome to the latest newsletter of Dubai Financial Market (DFM) and NASDAQ Dubai. The newsletter provides monthly updates on developments at the two exchanges.

Statement Of The Chairman Of The IOSCO Board On IOSCO's Work On MMFs

Date 25/08/2012

The Chairman of the Board of IOSCO, Masamichi Kono, has issued the following statement following the press release by SEC Chair Mary Schapiro on August 22 on Money Market Fund Reform.

ISE Weekly Listings August 24, 2012

Date 24/08/2012

The International Securities Exchange listed new options classes during the week beginning August 6, 2012 as described below. 

CFTC.gov Commitments Of Traders Reports Update

Date 24/08/2012

The Commitments of Traders (COT) reports provide a breakdown of each Tuesday’s open interest for markets in which 20 or more traders hold positions equal to or above the reporting levels established by the CFTC.

NYSE Group Inc. Issues Short Interest Report

Date 24/08/2012

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of August 15, 2012.

NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date August 15, 2012

Date 24/08/2012

At the end of the settlement date of August 15, 2012, short interest in 2,203 NASDAQ Global Market^SM securities totaled 7,226,611,409 shares compared with 7,315,848,792 shares in 2,206 Global Market issues reported for the prior settlement date of July 31, 2012. The mid-August short interest represents 4.16 days average daily NASDAQ Global Market share volume for the reporting period, compared with 4.65 days for the prior reporting period.

NYSE MKT Issues Short Interest Report

Date 24/08/2012

NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of August 15, 2012.