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  • HKEX: Driving Board Diversity Beyond Compliance - #GetOnBoard Podcast Episode 1 With Keith Pogson

    Date 13/08/2024

    In the first episode, Keith Pogson, Senior Partner, Financial Services, Asia Pacific at EY and a former Chairman of the Listing Committee of HKEX, shares his views on how corporates can overcome unconscious bias and drive true board diversity beyond mere compliance. Listen to the podcast today!

  • Qatar Stock Exchange - MSCI Index Review Results: August 2024

    Date 13/08/2024

    MSCI announced on August 12th 2024 the results of the August 2024 Index Review for the MSCI Equity Indexes. For the MSCI Qatar Indices the outcome of the review is as follows: 

  • SEC Charges OTC Link LLC With Failing To File Suspicious Activity Reports

    Date 12/08/2024

    The Securities and Exchange Commission today announced charges against OTC Link LLC, a New York-based broker-dealer, for failing to file numerous reports of suspicious financial transactions, known as Suspicious Activity Reports (SARs), for a period of more than three years. OTC Link agreed to pay $1.19 million to settle the charges.

  • CFTC Orders Texas Company To Pay $100,000 For Failing To Register As An Introducing Broker

    Date 12/08/2024

    The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Cost Management Solutions, LLC (CMS), a Texas corporation. The order finds the respondent failed to register as an Introducing Broker (IB) and requires CMS to pay a $100,000 civil monetary penalty. The CFTC also orders CMS to cease and desist from further violating the CEA, as charged.

  • Addressing Investor Needs Through Application Of The Updated Conceptual Framework In FASB Standard Setting, Paul Munter, SEC Chief Accountant

    Date 12/08/2024

    Recently, the Financial Accounting Standards Board (“FASB” or the “Board”) completed a comprehensive update to its Conceptual Framework for Financial Reporting (“Conceptual Framework”). Now that it has finalized this significant project, it is important that the Board actively consider the objectives and fundamentals in the updated Conceptual Framework throughout all of its standard-setting activities, to guide the Board in developing improved accounting principles to enhance the accuracy and effectiveness of financial reporting and the protection of investors in the public interest.