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Bahamas International Securities Exchange January To September 2012 Statistical Report

Date 11/12/2012

BISX is pleased to announce its BISX All-Share Index and trading statistics for the nine month period ending September 30, 2012 with comparison to the same period of 2011.
CFTC’s Division Of Swap Dealer And Intermediary Oversight Issues No-Action Relief For Certain Futures Commission Merchants Concerning Annual Reports Of Chief Compliance Officers

Date 11/12/2012

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter that provides certain futures commission merchants (FCMs) with limited relief surrounding the requirement that chief compliance officers of such FCMs prepare and submit an Annual Report, pursuant to Commission Regulation 3.3.
Swedish Financial Supervisory Authority (Finansinspektionen) Withdraws The Authorisation Of Fundior Finans Och Försäkring AB

Date 11/12/2012

The insurance intermediary Fundior Finans och Försäkring AB has had several serious deficiencies in its operations. Amongst other factors, the company has neglected important customer protection rules. Finansinspektionen (FI) is therefore withdrawing the authorisation.
Athens Exchange Monthly Statistical Bulletin November 2012

Date 11/12/2012

Please click here to download the ATHEX monthly statistic Bulletin.
BATS Exchange Welcomes Proshares ETF - Becomes Second ETF Family To List Products On BATS Exchange

Date 11/12/2012

BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, today announced that ProShares, a premier provider of alternative exchange traded funds (ETFs), will list the ProShares Merger ETF on BATS Exchange.

CBOE Holdings Declares Special Cash Dividend Of $0.75 Per Share

Date 11/12/2012

CBOE Holdings (NASDAQ: CBOE) today announced that its Board of Directors has declared a special cash dividend of $0.75 per share on its common stock. The dividend will be paid on December 28, 2012 to stockholders of record on December 21, 2012.
Berthel Fisher & Company Financial Services, Inc. Goes Live With SunGard’s Protegent For Social Media And Website Surveillance

Date 11/12/2012

Berthel Fisher & Company Financial Services, Inc. (Berthel Fisher), a broker–dealer founded and headquartered in Iowa since 1985, has gone live with SunGard’s Protegent Social Media Surveillance for regulatory compliance and monitoring of its advisors’ online activity.
NASDAQ OMX Adds Consumer Demand Data To Its Machine-Readable News Service - U.S. Consumer Demand Index Data Is Delivered First By NASDAQ OMX Event-Driven Analytics

Date 11/12/2012

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ), parent of the world's first electronic stock market, today announced U.S. consumer demand data is now delivered by NASDAQ OMX Event-Driven Analytics, a leading provider of machine-readable economic news to financial institutions and trading firms.
Thai Listed Firms Show Upbeat Q3 Net Profit, Up 67 Pct From Q2

Date 11/12/2012

The Stock Exchange of Thailand (SET) reveals that third-quarter net profits of Thai listed companies rose 66.51 percent from the previous quarter thanks to higher performances of the resources and industrial goods groups, while other sectors showed flat earnings.
Theradiag Lists On NYSE Alternext

Date 11/12/2012

NYSE Euronext (NYX) today announced the listing on NYSE Alternext in Paris of Theradiag, specialising in in vitro diagnostics and theranostics.