News Centre

Shanghai Stock Exchange Governor: System Of Decentralizing Refinancing Examination Being Studied

Date 08/03/2013

On the afternoon of March 6, the deputies to the NPC and the members of the CPPCC National Committee coming from the system of the China Securities Regulatory Commission (CSRC) held the first press conference, at which Gui Minjie, Member of the CPPCC National Committee and Governor of the Shanghai Stock Exchange (SSE), answered the questions raised by journalists at home and abroad. 

Japan Exchange Group: Start Of Discussions On Merger Between A Subsidiary And An Affiliate

Date 08/03/2013

Yesterday, Japan Securities Clearing Corporation (hereinafter "JSCC"), a subsidiary of Japan Exchange Group, Inc. (hereinafter "JPX"), and Japan Government Bond Clearing Corporation (hereinafter "JGBCC"), an affiliate of JPX, decided to begin discussions on a merger at the meetings of their respective board of directors. 

Invest ASEAN 2013 Draws Enthusiastic Response From Local Investors At Bursa Malaysia - Local Investors Gain Insights To Investing In ASEAN Stocks Directly From Experts And Corporate Leaders

Date 08/03/2013

The 3^rd Invest ASEAN 2013 roadshow hosted by Bursa Malaysia attracted an eager crowd of around 400 local retail investors, enthusiastic about ASEAN opportunities and investing in ASEAN stocks.

Developing Solutions To Ensure That The Automated Systems Of Our Marketplace Are Secure, Robust, And Reliable By SEC Commissioner Luis A. Aguilar

Date 07/03/2013

In recent years, the securities markets have undergone significant changes, and none has had more impact than the development of technology systems with ever-increasing speed and capacity. These systems are so fast that, in a blink of an eye, millions of trades can take place and billions of dollars can be transferred from buyers to sellers. Unfortunately, these systems can just as quickly become a destructive force with devastating consequences.

Opening Statement At The SEC Open Meeting By Commissioner Daniel M. Gallagher

Date 07/03/2013

Thank you, Chairman Walter. I’d like to join my colleagues in thanking the staff for their work on this proposal. In particular, I’d like to thank David Liu, Heidi Pilpel, and Yue Ding for all of their hard work during recent weekends and late nights and early mornings.

SEC Proposes Rules To Improve Systems Compliance And Integrity

Date 07/03/2013

The Securities and Exchange Commission today unanimously proposed new rules to require certain key market participants to have comprehensive policies and procedures in place surrounding their technological systems.

SEC Charges California-Based Lawyer With Issuing Fraudulent Legal Opinion Letters

Date 07/03/2013

The Securities and Exchange Commission today charged a California-based lawyer who has been fraudulently churning out baseless legal opinion letters for penny stocks through his website without researching and evaluating the individual stock offerings.

Federal Reserve Releases Summary Results Of Bank Stress Tests

Date 07/03/2013

The nation's largest bank holding companies have continued to improve their ability to withstand an extremely adverse hypothetical economic scenario and are collectively in a much stronger capital position than before the financial crisis, according to the summary results of bank stress tests announced by the Federal Reserve on Thursday.

STOXX Announces New Composition Of Select Dividend, Style And Grand Prix Indices Results Of The Review To Be Effective On March 18, 2013

Date 07/03/2013

STOXX Limited, the market-moving provider of innovative, substantial and global index concepts, today announced the results of the annual review of the STOXX Select Dividend Index series and the STOXX Global Grand Prix Index; as well as the result of the semi-annual review of the STOXX TMI Growth and STOXX TMI Value indices, their respective large, mid- and small sub-indices and the respective indices for the euro zone. All changes will be effective on March 18, 2013.

SEC: Remarks To The Investment Management Institute 2013 By Norm Champ, Director, Division Of Investment Management As Delivered By David W. Grim, Deputy Director, Division Of Investment Management

Date 07/03/2013

Introduction

Good morning. I am pleased to be here today on behalf of Norm Champ, Director of the Division of Investment Management. Norm very much wanted to be with you today, and I am very pleased to have the opportunity to step in for him and deliver these remarks on his behalf.