Mondo Visione Worldwide Financial Markets Intelligence
Track all markets on TradingView

FTSE Mondo Visione Exchanges Index: 98,242.39 -339.02

News Centre

BT_Radianz_468x60_Jul23

  • SEC Adopts Amendments To Financial Responsibility Rules For Broker-Dealers

    Date 31/07/2013

    The Securities and Exchange Commission today announced the adoption of amendments to the net capital, customer protection, books and records, and notification rules for broker-dealers. 

  • CFTC Division Of Clearing And Risk Issues Notice Regarding Expiration Of Cross-Border Exemptive Relief From The Clearing Requirement

    Date 31/07/2013

    The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk announced today that on October 9, 2013, certain exemptive relief regarding the Clearing Requirement is scheduled to expire. As of October 10, 2013, exemptive relief from the Clearing Requirement will no longer be available for an entity that is covered as a U.S. person under the CFTC’s interpretive guidance and policy statement regarding the cross-border application of the swaps provisions of the Commodity Exchange Act, including certain collective investment vehicles organized outside of the United States. Additionally, on October 10, 2013, staff anticipates the following transactions to be submitted for clearing with a registered derivatives clearing organization (DCO) (unless an exception, exemption, or other relief from the Clearing Requirement is available): (1) all transactions by foreign branches of U.S. banks that are registered swap dealers (SDs) or major swap participants (MSPs), (2) transactions by SDs and MSPs that are not U.S. persons with guaranteed affiliates or affiliate conduits of U.S. persons (established in any jurisdiction outside the U.S.) that are not SDs or MSPs, or with foreign branches of U.S. banks that are registered SDs or MSPs, and (3) guaranteed affiliates or affiliate conduits of U.S. persons (established in any jurisdiction outside the U.S.) that are not SDs or MSPs, for transactions with other such entities.*

  • SEC Sanctions Two Investment Advisers For Best Execution Failures

    Date 31/07/2013

    The Securities and Exchange Commission today sanctioned two investment advisory firms for failing to seek best execution on client trades placed with their in-house brokerage divisions.

  • Federal Reserve Issues FOMC Statement

    Date 31/07/2013

    Information received since the Federal Open Market Committee met in June suggests that economic activity expanded at a modest pace during the first half of the year. Labor market conditions have shown further improvement in recent months, on balance, but the unemployment rate remains elevated. Household spending and business fixed investment advanced, and the housing sector has been strengthening, but mortgage rates have risen somewhat and fiscal policy is restraining economic growth. Partly reflecting transitory influences, inflation has been running below the Committee's longer-run objective, but longer-term inflation expectations have remained stable.

  • Direct Edge Trading Notice #13-34: Direct Edge Fee Schedule Changes Effective August 1, 2013

    Date 31/07/2013

    Effective Thursday, August 1, 2013, Direct Edge® will introduce the following pricing changes on the EDGX ExchangeSM (EDGX®) and EDGA ExchangeSM (EDGA®), pending filing with the Securities and Exchange Commission (SEC). 

Confinity_sky1-min.gif BT_Radianz_120x600_Jul23.jpg