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  • SGX: Enhanced Shareholder Engagement And Greater Transparency In General Meetings

    Date 23/08/2013

    SGX has introduced new listing rules requiring the holding of general meetings in Singapore, poll voting for all resolutions and disclosures of relevant details on voting outcomes (the “New Rules”).  The New Rules take into account numerous comments received from the public consultation in 2011 and were refined after intensive engagement with various stakeholders.

  • New Zealand's Financial Markets Authority: FADC Decision On Stephen Musaphia

    Date 23/08/2013

    The Financial Advisers Disciplinary Committee (FADC) has released its decision into FMA’s complaint against Stephen Musaphia. A copy of the decision can be found here.

  • Japan's Financial Services Agency: Memorandum Of Cooperation With National Bank Of Slovakia

    Date 23/08/2013

    On August 22, the Financial Services Agency (FSA) signed Memorandum of Cooperation (MoC)(PDF:86KB) with the National Bank of Slovakia (NBS - Národná banka Slovenska) related to the supervision of funds and fund managers conducting their business on a cross-border basis.

  • MIAX Trade Breaks In All NASDAQ Symbols Between 12:18:00 And 12:26:22

    Date 23/08/2013

    Please be advised that due to NASDAQ Exchange halts in the underlying symbols, MIAX will break all trades between 12:18:00 and 12:26:22 in NASDAQ symbols.

  • Statement On Nasdaq Trading Interruption - SEC Chair Mary Jo White

    Date 23/08/2013

    The continuous and orderly functioning of the securities markets is critically important to the health of our financial system and the confidence of investors.  Today’s interruption in trading, while resolved before the end of the day, was nonetheless serious and should reinforce our collective commitment to addressing technological vulnerabilities of exchanges and other market participants.  The Commission is determined to enhance the safeguards necessary for strong market systems.  As one step, I will work to advance rules that the Commission proposed earlier this year regarding new standards for the trading and other systems that are central to the integrity of our markets. I also will shortly convene a meeting of the leaders of the exchanges and other major market participants to accelerate ongoing efforts to further strengthen our markets. 

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