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Dalian Commodity Exchange: Intra-Group Factory Warehouse Receipts Swap Business Piloted For Soybean Meal Futures

Date 04/12/2013

On December 2, Dalian Commodity Exchange (DCE) issued the "Notice on Dalian Commodity Exchange Cooperating with China Agri-Industries Holdings Limited and Cargill Investment (China) Co., Ltd. in Piloting the Intra-group Factory Warehouse Receipts Swap Business for the Soybean Meal Futures” (hereinafter referred to as the "Notice"), and China Agri-Industries Holdings Limited and Cargill Investment (China) Co., Ltd. (hereinafter referred to as the "pilot groups") cooperating with DCE in piloting the warehouse receipts swap business shows a new way piloted on the soybean meal futures product to solve the frequent problem of uncertain delivery sites for the buyers in delivery on the domestic futures market.
ASX Compliance Monthly Activity Report – November 2013

Date 04/12/2013

New listings for the month were Aquaint Capital Holdings Limited (AQU), Freelancer Limited (FLN), McAleese Limited (MCS), PS&C Limited (PSZ), Series 2013-2 WST Trust (WSD), Sunbridge Group Limited (SBB) and Sydney Airport Limited (SYD).
Tokyo Commodity Exchange Year-end / New Year Business Schedule

Date 04/12/2013

Business schedule for the year-end / new year
Notice On Dalian Commodity Exchange Cooperating With China Agri-Industries Holdings Limited And Cargill Investment (China) Co., Ltd. In Piloting The Intra-group Factory Warehouse Receipts Swap Business For The Soybean Meal Futures

Date 04/12/2013

To promote the effective functioning of the soybean meal futures market, encourage the feed enterprises to make use of the soybean meal futures market in hedging, provide the buying clients with convenient delivery services and further reduce delivery costs, Dalian Commodity Exchange (DCE) has introduced the program of the intra-group factory warehouse receipts swap for the soybean meal after in-depth survey and research and drawing on the experience in the practices of warehouse receipts swap both at home and abroad.
Keynote Address By CFTC Commissioner Scott D. O’Malia, Setting Priorities And Fixing Broken Rules Must Be Commission’s First Order Of Business In 2014, 9th Annual FIA Asia Derivatives Conference. The St. Regis, Singapore

Date 04/12/2013

Thank you very much for the kind introduction and for inviting me to speak here today.

Gui Minjie Governor Of The Shanghai Stock Exchange: Launching More Convenient, Flexible Trading Mechanism For Big-cap Blue Chips

Date 04/12/2013

Gui Minjie, Governor of the Shanghai Stock Exchange (SSE), said at the 4th SSE Legal Forum that the SSE would base itself on the orientation of organizing, serving, and managing the market and, with the spirit of reform, accelerate the construction of the SSE market. The key of its reform and construction would be in the two fields of the market system and the opening-up, which included the SSE’s four strategies, that is, making the blue chip market bigger and stronger, promoting the great-leap-forward development of the bond market, breaking through the development bottleneck of securities derivatives, and enhancing the openness of the market. And with regard to the strategy of breaking through the development bottleneck of securities derivatives, the preparatory work for individual-stock-option-related business lines, rules, techniques, and market mobilization had been ready after a long time of efforts, and the time had come and the conditions had been ripe for launching.
Shanghai Stock Exchange , Fund Companies Hold Discussion: Implementing Requirements Of 3rd Plenary Session, Boosting Fund Industry’s Growth

Date 04/12/2013

On the morning of November 26, the Shanghai Stock Exchange (SSE) organizes 8 fund companies (E Fund, Fortune SG, Bosera Funds, Guotai AMC, China International Fund Management, Hua’an Funds, China Universal Asset Management, and Huatai-PineBridge) and holds the “Symposium on Implementing the Requirements of the 3rd Plenary Session of the 18th CPC Central Committee (the 3rd Plenary Session for short) and Boosting the Growth of Fund Industry”. At the symposium, all the fund companies exchange their attainments in learning the requirements put forward at the 3rd Plenary Session and talk about their experience in speeding up the industry development and innovation. They also have in-depth communication on some innovation subjects.
Remarks At Transatlantic Corporate Governance Dialogue Conference: The Realities Of Stewardship For Institutional Owners, Activist Investors And Proxy Advisors, SEC Commissioner Daniel M. Gallagher, Washington, DC, Dec. 3, 2013

Date 03/12/2013

Thank you Professor [Gordon] for your very kind introduction, and thank you to the organizers for inviting me to speak today. The exchange of ideas at conferences such as this is incredibly important, and today's conference is especially timely given that the Commission is holding a roundtable to discuss the role of proxy advisors two days from now. I hope that on Thursday, and in our subsequent analysis of necessary reforms, the Commission can draw upon some of the discussions that are taking place today.
CFTC: Federal Court In California Orders James D. Crombie To Pay Over $1.5 Million For Misrepresentations To The National Futures Association And For Solicitation Fraud

Date 03/12/2013

The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Order against defendant James D. Crombie of Virginia, requiring him to pay $789,540.47 in restitution to defrauded customers and a civil monetary penalty of $750,000. Crombie’s fraudulent scheme involved making false statements and providing false documents to the National Futures Association (NFA) and fraudulently soliciting funds for his former company, Paron Capital Management, LLC (Paron). The Order also imposes permanent trading and registration bans against Crombie and prohibits him from violating the Commodity Exchange Act, as charged.
FinCEN, Federal Reserve Finalize Rule Amending Definitions In The Bank Secrecy Act

Date 03/12/2013

The Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of the Treasury, and the Federal Reserve Board on Tuesday announced a final rule amending the definitions of "funds transfer" and "transmittal of funds" under regulations implementing the Bank Secrecy Act. The final rule adopts the amendments as proposed in November 2012.