News Centre

Remarks At The 51st Annual Securities Regulation Institute, SEC Commissioner Mark T. Uyeda, Coronado, CA, Jan. 22, 2024

Date 22/01/2024

Thank you, Dixie [Johnson], for that kind introduction. I am honored to be delivering the Alan B. Levenson Keynote Address before so many distinguished securities law practitioners. Alan’s legacy and work at the Commission staff still resonates on the securities industry and market participants today.

Euronext Launches The Largest And Most Diverse IPOready Edition To Date

Date 22/01/2024

• Largest edition with more than 160 companies from fifteen European countries participating

• Ninth edition of the successful Euronext pre-IPO programmes now gathered under the name IPOready

• Euronext innovated with a new academic partnership with INSEAD providing tailored executive training on managing throughout an IPO process

CFTC Commissioner Goldsmith Romero To Participate In Fireside Chat At The Digital Assets At Duke Conference At Duke University

Date 22/01/2024

UK Financial Conduct Authority: Individual Charged With Fraud Over Unauthorised Investment Scheme

Date 22/01/2024

The Financial Conduct Authority (FCA) has launched criminal proceedings against Guy Flintham for committing fraud by false representation and for carrying out regulated activity without authorisation.

Readout: US Deputy Secretary Of The Treasury Wally Adeyemo’s Travel To Germany

Date 22/01/2024

Deputy Secretary of the Treasury Wally Adeyemo traveled to Berlin and Frankfurt, Germany from January 18 – 20 to continue close partnership on key national security issues, including countering Russian attempts to evade sanctions, protecting critical supply chains, and promoting energy security.

Six New Honorary Fellowships Awarded By CISI

Date 22/01/2024

The Board of the Chartered Institute for Securities & Investment (CISI) is delighted to announce that six Honorary Fellowships have been awarded to:

• Farmida Bi CBE
• Stella Cox CBE
• Karina Robinson
• Alastair King
• Prof Sir John Kay CBE
• Prof Russell Napier

Federal Reserve Board Announces Five New Members Of Its Community Advisory Council (CAC)

Date 22/01/2024

The Federal Reserve Board on Monday announced five new members of its Community Advisory Council, or CAC.

Comments On The UK Corporate Governance Code: Mark Turner, Managing Director Of Regulator Consulting, Kroll

Date 22/01/2024

The Financial Reporting Council (FRC) has today published revisions to its Corporate Governance Code to support the growth and competitiveness of the UK. 

BGC Group Announces CFTC Approval For FMX Futures Exchange

Date 22/01/2024

BGC Group, Inc. (Nasdaq: BGC), today announced that its FMX Futures Exchange received Commodity Futures Trading Commission (“CFTC”) approval to operate an exchange for U.S. Treasury and SOFR futures, the most widely traded futures contracts in the world, for trading on FMX.  

Tradeweb Completes Acquisition Of Technology Provider r8fin

Date 22/01/2024

Tradeweb Markets Inc. (Nasdaq: TW), a leading, global operator of electronic marketplaces for rates, credit, equities and money markets today announced it has completed its acquisition of r8fin, a technology provider that specializes in algorithmic-based execution for U.S. Treasuries and interest rate futures. The transaction was announced in November 2023.