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TSX Markets: Top 20 Largest Consolidated Short Position Report - November 15, 2013

Date 21/11/2013

Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending November 15, 2013.

SEC Charges Another Tipper In Galleon Insider Trading Scheme

Date 21/11/2013

The Securities and Exchange Commission today charged a former employee at a Silicon Valley-based semiconductor company for his role tipping nonpublic information used in connection with Raj Rajaratnam’s massive insider trading scheme.

Small Cap Conference 2013: Listed SMEs Meet Investors At Borsa Italiana

Date 21/11/2013

• 27 companies listed on AIM Italia and MTA present their results to the financial community
• Italia Independent, Frendy Energy and Molmed awarded for their achievements

LME Clear To Provide Trade Reporting Service

Date 21/11/2013

LME Clear has now officially announced the selection of The Depository Trust & Clearing Corporation (DTCC), an approved trade repository, as its strategic partner for the new LME reporting service, LMEwire. The service, powered by LME Clear and delivered by Cinnober, will be available by 12 February 2014, the confirmed start date for the reporting obligation for all asset classes, as set out by the European Market Infrastructure Regulation (EMIR).

Broadridge And TwoFour To Deliver Front- To Back-Office Process Efficiencies For FX And Money Markets Operations

Date 21/11/2013

Broadridge Financial Solutions, Inc. (NYSE:BR) and TwoFour Systems LLC have today announced their cooperation to provide an end-to-end solution for treasury-based instruments, combining the strengths of Broadridge’s global multi-asset post-trade solution and TwoFour’s leading cross-product solution for orders, trading, front-office position keeping and treasury risk assessment.  The combination allows clients to leverage best-in-class capabilities for a front- to back-office treasury solution, while enabling consolidation of their post-trade operations across assets.

ING’s Gerald Walker And Morgan Stanley’s Clare Woodman Join TheCityUK Board

Date 21/11/2013

TheCityUK today announces that Gerald Walker, Chief Executive of ING Commercial Banking, UK, Ireland & Middle East, and Clare Woodman, Chief Operating Officer, Morgan Stanley International, have joined its Board of Directors as non-executives.

TMX Technology Solutions To Provide NetOTC With A Suite Of Technology Products And Services

Date 21/11/2013

TMX Group today announced that Razor Risk Technologies Limited, a subsidiary of TMX Group under the TMX Technology Solutions brand, has entered into license and services agreements with NetOTC, a London-based multilateral netting and risk mitigation platform for managing non-standardized OTC derivative transactions.

ESMA: Technical Advice To European Commission On Network Of Small And Medium CRAs

Date 21/11/2013

The European Securities and Markets Authority (ESMA) has finalised its Technical Advice to the European Commission on the feasibility of a network of small and medium sized credit rating agencies (CRAs) in order to increase competition in the market.

BATS Exchange Welcomes ProShares ETF - ProShares Short Term USD Emerging Markets Bond ETF Begins Trading Today

Date 21/11/2013

BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, today announced that the ProShares Short Term USD Emerging Markets Bond ETF (BATS: EMSH) will begin trading today on BATS Exchange.

Federal Reserve Governor Jerome H. Powell At The Clearing House 2013 Annual Meeting, New York, New York November 21, 2013 - OTC Market Infrastructure Reform: Opportunities And Challenges

Date 21/11/2013

The financial crisis revealed important weaknesses in many areas of our financial system. In response, governments around the world have undertaken a variety of far-reaching regulatory reforms that, I would argue, can be grouped into three categories: those intended to strengthen institutions; those aimed at strengthening financial markets; and those that take steps to reinforce and, in some cases, build new market infrastructures.