News Centre

SIX Exchange Regulation: Investigation Against ams AG

Date 06/03/2014

SIX Exchange Regulation initiates an investigation against ams AG on the grounds of possible breaches of the rules governing the disclosure of management transactions.

ABN AMRO Clearing Targets Expansion In Multi Exchange And Asset Class Execution Services With Launch Of ‘AMG Global’ Platform - Single FIX Adaptor Connects Clients To Over 40 Equity, Derivative & Commodity Exchanges

Date 06/03/2014

A new global execution platform developed by ABN AMRO Clearing and launched today at the FIX EMEA Trading Conference 2014 in London, provides clients with seamless routing capabilities between Asia, US and Europe for equities and futures trading via a single FIX connection.

New Zealand's Financial Markets Authority Contributory Mortgage Broker Pleads Guilty

Date 06/03/2014

Prudential Mortgage Limited, a contributory mortgage broking firm, has been convicted and fined $2,000 for failing to deliver its annual report to the Registrar of Companies by 30 June 2013. Prudential pleaded guilty to the charge laid by the Financial Markets Authority (FMA).

Japan's Financial Services Agency: Exchange Of Letters On Co-Operation With The State Securities Commission Of Vietnam

Date 06/03/2014

• On March 5, 2014, the Financial Services Agency and the State Securities Commission of Vietnam exchanged letters on the sharing of their experience and expertise.

Shanghai Stock Exchange Key Work Arrangements For 2014 Released

Date 06/03/2014

First, the Shanghai Stock Exchange (SSE) will rationalize its work in terms of reform, innovation, transformation, and service. This requires the SSE to get prepared and carry out cooperation to support relevant issues involved in the reform of registration system for shares issuance, and accelerate construction of the SSE market in an innovative way. Besides, the SSE will promote innovation. Further, the SSE will conduct regulatory transformation, and promote transformation for both the market and itself. In addition, the SSE will improve the satisfaction degree of market participants according to market needs, in a bid to enhance its comprehensive and core competence.

Tokyo Commodity Exchange February 2014 Volume Averaged 89,529 Contracts Per Day, Up 9.3% Month-On-Month

Date 06/03/2014

The Tokyo Commodity Exchange announced today that average daily trading volume for February was 89,529 contracts, up 9.3% from January. Gold volume was up 25.7% to 35,827 contracts and Rubber rose 22.2% to 12,224 contracts. These contracts compensated for declines in Platinum, which fell 12.3% to 16,578 contracts and Crude Oil, which was down 10.4% to 3,009 contracts.

DFM - Announces The Resulotions Of Its AGM Held On 03 March 2014

Date 06/03/2014

Downloads:

 DFM_AGMRES_04_03_2014_0736AM_NN.pdf

Shanghai Stock Exchange Reduces Bond Nominal Value For Repayment On Installments

Date 06/03/2014

The Shanghai Stock Exchange (SSE) will conduct bond repayment on installments by reducing bond nominal value since today, with an aim to implement the requirement of the China Securities Regulatory Commission for developing the bond market, and improve efficiency of the business of bond repayment on installments.

TSX Markets Top 20 Largest Consolidated Short Position Report - February 28, 2014

Date 06/03/2014

Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending February 28, 2014.

Direct Edge Trading Notice #14-09: Regulatory Transaction Fee Rate Adjustment Per SEC Section 31 Rate Change Effective Tuesday, March 18, 2014

Date 06/03/2014

Overview
This Circular is being issued to inform you that in Fee Rate Advisory #3 for Fiscal Year 2014, the SEC announced that effective Tuesday, March 18, 2014, the Section 31 transaction fee rate applicable to securities transactions on the exchanges and over-the-counter markets will increase to $22.10 per million dollars. Until that date, the current rate of $17.40 per million dollars will remain in effect.