News Centre

CFTC Releases Rule Enforcement Review Of OneChicago, LLC

Date 07/04/2014

The Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (Division) issued the results of a rule enforcement review of OneChicago, LLC (OneChicago) today. The Division found specific areas where OneChicago should improve its trade practice program.

SIFMA AMG Comments On Assessment Methodologies For Identifying NBNI G-SIFIs And Provides Data On Separate Accounts Ask Regulators To Shift Focus From Investment Funds To Fund Activities - Provide Results Of SIFMA AMG Survey On Risk Profile Of Separate Accounts

Date 07/04/2014

SIFMA’s Asset Management Group (AMG) on Friday submitted comments on the consultative document entitled “Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions” (NBNI G-SIFIs) (the “Consultative Document”) published by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO).  SIFMA AMG appreciates the FSB’s and IOSCO’s efforts to understand the asset management industry’s perspective as they attempt to create an assessment methodology for NBNI G-SIFIs.

Keynote Address By CFTC Commissioner Scott D. O’Malia, New Risk In Energy 2014: Energy Trading Risk And The Policy That Drives It - If It’s Worth Fixing, It’s Worth Fixing It Right, April 7, 2014

Date 07/04/2014

Thank you for the kind introduction and for the opportunity to serve as your opening keynote speaker.

Over the next couple days, the discussion here will revolve around the intersection between the rapid innovation in global financial markets and the slowly evolving energy sector. This is where financial markets and energy policy cross paths. And for somebody who has spent his career working in both areas, this is about as close to policy nirvana as I can get.

Composition Of TASE Corporate Bond Indices As Of April 16th, 2014

Date 07/04/2014

As of April 16th,  2014 the composition of the corporate bond indices will be updated.

EGX Finished The Monthly Revision Of The Weighted Turnover Rate Of Free Floated Shares

Date 07/04/2014

The Egyptian Exchange (EGX) finished the monthly revision of the weighted turnover rate of free floated shares during the latest 3 months to enable the listed companies to study the revision's results.

EBA Consults On Revised Guidelines On Remuneration Benchmarking And Data Collection For High Earners

Date 07/04/2014

The European Banking Authority (EBA) launched today consultations on its revised Guidelines on the data collection exercise for high earners and on its Guidelines on the remuneration benchmarking exercise. The updates to these two Guidelines, which had originally been publishedon 27 July 2012, follow on from changes in reporting requirements as laid down in the Capital Requirements Directive and Regulation (CRDIV and CRR). Both public consultations will run until 07/05/2014.

FSB Releases a Framework for Assessing Risk Culture and Progress Report on Enhanced Supervision

Date 07/04/2014

In the aftermath of the financial crisis, G20 Leaders and the Financial Stability Board (FSB) identified as a priority the need for more intense and effective supervision, particularly of systemically important financial institutions (SIFIs).

Remarks Before The SEC/Academy Of Finance Student Shadowing Program, SEC Commissioner Daniel M. Gallagher, Washington, D.C., April 3, 2014

Date 07/04/2014

Thank you, Tyler [Kirk], for that especially kind introduction. Tyler, like myself, is a former SEC intern.  We’ve also both had the privilege of working for a former Commissioner, in my case, Commissioner Paul Atkins, and in his case, Commissioner Elisse Walter.  Tyler exemplifies the dedication and talent of the SEC staff, and the Commission is truly lucky to have Tyler as an IM staffer today.

Euronext Celebrates The Brussels-Capital Region’s First Bond Listing On Euronext Brussels

Date 07/04/2014

Euronext Group N.V., a wholly owned subsidiary of IntercontinentalExchange Group (NYSE: ICE), announces the successful bond listing by the Brussels-Capital Region on its Brussels market.

Vienna Stock Exchange Monthly Statistics: Derivative Market – March 2014

Date 07/04/2014

Click here to download Vienna Stock Exchange's derivatives market (detailed) statistics for March 2014.