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  • SEC Charges Six In Stock Fraud Scheme

    Date 24/09/2015

    The Securities and Exchange Commission today charged six men, including a father and three sons, with defrauding investors in Gerova Financial Group Ltd., whose shares once traded on the New York Stock Exchange. 

  • Dissenting Statement By CFTC Commissioner Sharon Y. Bowen Regarding TeraExchange LLC

    Date 24/09/2015

    I believe fictitious trading deserves a penalty.  Tera Exchange facilitated wash trading and prearranged trading in violation of the Commodity Exchange Act.  That is why we brought this case.  I fundamentally disagree with the notion that they deserve no penalty.  Accordingly, I dissent.

  • SEC Charges Individual And Firm For Manipulative Press Release Announcing Takeover Bid

    Date 24/09/2015

    The Securities and Exchange Commission today charged Michael A. Glickstein and his New York-based investment advisory firm with fraud based on a misleading press release announcing their offer to purchase a majority stake in retail bookseller Barnes & Noble.

  • Keynote Address Of CFTC Commissioner J. Christopher Giancarlo Before The 13th Annual Forex Network Chicago 2015

    Date 24/09/2015

    I want to thank Julie Ros, the Publisher & Editor-in-Chief of Profit & Loss Magazine and the founder of the Forex Network Conference Series. I have tremendous respect for Julie. She is one of the hardest working and most knowledgeable journalists on the subject of the global forex markets. When Julie asked me to participate in today’s conference, I immediately said yes knowing it would be a great program.

  • Montpellier To Host EnterNext's 6th Tech Conference

    Date 24/09/2015

    EnterNext, the Euronext subsidiary dedicated to promoting and growing the market for small and medium-sized companies (SMEs), today announced that it would hold its next Tech Conference in Montpellier on 29 September. This will be the sixth regional Tech Conference, coming after similar events in Bordeaux, Nantes, Lille, Lyon and Toulouse. Dedicated to examining financing options for innovative businesses, the conference will give participants an opportunity to learn more about the tools and initiatives available to the region’s tech[1] companies, from start-ups to mid-size businesses.