News Centre

Canadian Securities Regulators Finalize Requirements For Pre-Sale Delivery Of The Fund Facts For Mutual Funds

Date 11/12/2014

The Canadian Securities Administrators (CSA) today published final amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, which will require all dealers that sell mutual funds to deliver a Fund Facts before investors make a decision to buy a conventional mutual fund. The Fund Facts is a document written in plain language, is no more than two pages double-sided and highlights key information about a mutual fund that CSA research has identified as important to investors.

MGEX To Modify AJC Contract Specifications

Date 11/12/2014

MGEX, a Designated Contract Market (DCM) and Derivatives Clearing Organization (DCO), is planning to modify its Apple Juice Concentrate (AJC) futures and options contract specifications, pending review from the Commodity Futures Trading Commission (CFTC).

SEC Announces Agenda For Meeting Of The Advisory Committee On Small And Emerging Companies

Date 11/12/2014

The Securities and Exchange Commission today announced the agenda for the December 17 meeting of its Advisory Committee on Small and Emerging Companies. 

London Stock Exchange To Add Additional CCP To SETS And SETSqx Order Books

Date 11/12/2014

• EuroCCP will  become third provider of clearing services for SETS and SETSqx order books
• Reaffirms commitment to drive efficiencies across trade cycle
• Follows successful completion of migration of post trade feed to CCPs in June 2014
• Move in line with LSEG’s unique open-access model

Borsa Italiana: Corporate Governance Committee

Date 11/12/2014

• 2nd Report on the compliance with the Italian Corporate Governance Code;
• speech of the Chairman of the UK Financial Reporting Council.

Euronext And Bank Degroof Held The 2nd Belgian Investor Day In Zürich

Date 11/12/2014

Euronext and Bank Degroof held their second Belgian Investor Day in Zürich. The event, which was attended by 17 Belgian issuers and  28 institutional investors, aimed at raising the visibility of the Belgian listed companies among Swiss investors. Euronext and Bank Degroof strongly believe that such initiatives contribute to the growth of Belgian companies and the creation of value for the whole Belgian economy.

Lyxor UCITS ETF iBoxx Germany 1-3Y (DR) Launched On Xetra - ETF Tracks German Government Bonds

Date 11/12/2014

A new exchange-listed bond index fund issued by Lyxor Asset Management has been tradable in Deutsche Börse’s XTF segment since Thursday.

ESMA Reviews Supervisory Practices On MiFID Investor Information

Date 11/12/2014

The European Securities and Markets Authority (ESMA) has conducted a peer review of how national regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing fair, clear and not misleading information to clients.

FINRA Fines 10 Firms A Total Of $43.5 Million For Allowing Equity Research Analysts To Solicit Investment Banking Business And For Offering Favorable Research Coverage In Connection With Toys"R"Us IPO

Date 11/12/2014

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined 10 firms a total of $43.5 million for allowing their equity research analysts to solicit investment banking business and for offering favorable research coverage in connection with the 2010 planned initial public offering of Toys"R"Us.

DigiPlex Lists Its First Bond Issue On Oslo Børs

Date 11/12/2014

DigiPlex Fet AS lists its first bond issue on Oslo Børs today.