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Leaders Unite In Calling For A Price On Carbon Ahead Of Paris Climate Talks

Date 20/10/2015

For the first time, an unprecedented alliance of Heads of State, city and state leaders, with the support of heads of leading companies, have joined forces to urge countries and companies around the globe to put a price on carbon.
ASC And Nunavut Securities Office Publish Proposed Start-Up Business Exemption For Comment

Date 19/10/2015

The Alberta Securities Commission (ASC) and the Nunavut Securities Office today published for comment Proposed Multilateral Instrument 45-109 Prospectus Exemption for Start-up Businesses, which sets out a proposed prospectus exemption to facilitate capital raising by start-up and early stage companies. Subject to certain conditions, the proposed exemption would allow a start-up or early stage business to raise up to $1,000,000 using a streamlined offering document together with a bluntly worded risk warning. Investors would be permitted to invest up to $1,500 in a business or $5,000 with the advice of a registered dealer.
US Treasury Releases Semi-Annual Report To Congress On International Economic And Exchange Rate Policies

Date 19/10/2015

The U.S. Department of the Treasury today released the Semi-Annual Report to Congress on International Economic and Exchange Rate Policies, as required under Sections 3004 and 3005 of the Omnibus Trade and Competitiveness Act of 1988.
Comptroller Of The Currency Discusses Regulatory Burden Relief

Date 19/10/2015

Comptroller of the Currency Thomas J. Curry discussed regulatory burden relief today at an outreach meeting conducted under the Economic Growth and Regulatory Paperwork Reduction Act.
CalPERS Names Brad W. Pacheco Deputy Executive Officer For Communications & Stakeholder Relations

Date 19/10/2015

The California Public Employees' Retirement System (CalPERS) has appointed Brad W. Pacheco as its new Deputy Executive Officer for Communications & Stakeholder Relations.

FINRA Issues Investor Alert—Sorry, This One's Not A Winner: Don't Get Fooled By A Lottery Scam

Date 19/10/2015

The Financial Industry Regulatory Authority (FINRA) today issued a new Investor Alert, Sorry, This One's Not a Winner: Don't Get Fooled by a Lottery Scam. FINRA is publishing the alert to warn investors about scammers who contact investors with promises of significant cash, prizes and lottery winnings.
Q3 2015: SIX Swiss Exchange's Bonds Quarterly Statistics

Date 19/10/2015

The latest issue of the "Bonds Quarterly Statistics" report looks at the performance of SIX Swiss Exchange's Bonds segment in Q3 2015.
Tel Aviv Stock Exchange: Opening Bell Ceremony With The Tel Aviv University School Of Management

Date 19/10/2015

Yesterday (18.10.15), The Tel Aviv University School of Management had opened the official 2015/2016 Academic Year at the Opening Bell Ceremony
EEX New Participant: Verbund Trading GmbH

Date 19/10/2015

Verbund Trading GmbH has been admitted to exchange trading for German Intraday Cap Futures.
SEC: Former Head Of Coastal Investment Advisors Settles Charges, Admits He Stole Money From Investors

Date 19/10/2015

The Securities and Exchange Commission today announced that Michael Donnelly, the former president of Wilmington, Del.-based Coastal Investment Advisors Inc. and its affiliated broker-dealer, has agreed to settle charges that he stole nearly $2 million from his advisory clients and brokerage customers.