News Centre

TMX Group Announces Sale of Equicom To NATIONAL Public Relations

Date 14/07/2015

TMX Group today announced that it has sold the business of its investor relations subsidiary The Equicom Group Inc. (Equicom) to NATIONAL Public Relations Inc.

Remarks By Deputy Secretary Sarah Bloom Raskin At The American Bankers Association Summer Leadership Meeting

Date 14/07/2015

I.       Introduction

Good morning.  Thank you John for that kind introduction, and thanks for inviting me to speak at your Summer Leadership meeting in this irresistible city which occupies a special place in my heart.  As John noted, I have had a number of jobs since I was Maryland’s Commissioner of Financial Regulation, but nothing compares to being Maryland’s banking commissioner right here in Charm City.  Hollywood has worked hard to capture the feel of this place in shows like Homicide, The Wire, and House of Cards, but the magic of Baltimore will not be truly visible until someone makes a series about the Commissioner of Financial Regulation and the vivid and never-boring people—I was going to say characters—who run the banks from Easton to Baltimore to Chevy Chase that keep the wheels of commerce turning in the Free State. 

FTSE Russell Introduces New US Quality Dividend Index

Date 14/07/2015

• Expands FTSE Global Factor Index Series to US equity markets
• Responds to investor demand for more efficient ways to combine factor exposures
• O’Shares to use index as the basis for new suite of ETFs

SEC Chair Mary Jo White Opening Remarks At The Compliance Outreach Program For Broker-Dealers

Date 14/07/2015

Thank you, Kevin, and thank you all for joining us today.  It is my pleasure to kick off our annual broker-dealer compliance outreach program.  Our goal each year is to share insights into the SEC’s initiatives and priorities and to continue our open communication and robust dialogue with you.

Xetra/Börse Frankfurt: New Lyxor Bond Index ETF Launched On Xetra - ETF Provides Access To Corporate Bonds With Variable Interest Rates

Date 14/07/2015

A new exchange-listed index fund issued by Lyxor International Asset Management has been tradable on Xetra and Börse Frankfurt since Tuesday. 

Iar Brasov Rang The Opening Bell On Its Debut Day On Bucharest Stock Exchange Main Market

Date 14/07/2015

The Romanian state-run aircraft repair and maintenance company IAR Brasov (IARV) rang the opening bell at Bucharest Stock Exchange (BVB), on July 14, marking its debut on BVB Main Market.

SEC: OZ Management LP Admits Providing Inaccurate Data, Impacting Brokers’ Records And “Blue Sheets”

Date 14/07/2015

The Securities and Exchange Commission today charged OZ Management LP with providing inaccurate trade data to four prime brokers, causing inaccuracies in the brokers’ books and records and in data provided to the SEC in investigations.  OZ Management, an investment adviser for numerous Och-Ziff funds, admitted wrongdoing and agreed to pay a $4.25 million penalty to settle the charges.

CFTC’s Energy And Environmental Markets Advisory Committee To Meet On July 29, 2015

Date 14/07/2015

The U.S. Commodity Futures Trading Commission (Commission) announces that the Energy and Environmental Markets Advisory Committee (EEMAC) will hold a public meeting at the Commission’s Washington, D.C. headquarters located at 1155 21st Street, NW, Washington, DC 20581. This meeting will take place on July 29, 2015 from 10:00 am to 4:00 pm.

Luxembourg Stock Exchange Welcomes Delegation From China Development Bank

Date 14/07/2015

The Luxembourg Stock Exchange (LuxSE) received a delegation from China Development Bank (CDB), the largest development bank in the world, on 14 July 2015.

ICE Benchmark Administration Publishes Feedback Statement For LBMA Gold Price Consultation

Date 14/07/2015

Intercontinental Exchange (NYSE: ICE), the leading global network of exchanges and clearing houses, has published a feedback statement on the responses received to the ICE Benchmark Administration (IBA) market consultation on the LBMA Gold Price and the gold auction process.