FTSE Mondo Visione Exchanges Index:
News Centre
-
TMX Group Announces Election of Directors
Date 12/05/2015
TMX Group today announced that the nominees listed in the management proxy circular for the 2015 Annual and Special Meeting of Shareholders were elected as directors of TMX Group Limited. Detailed results of the vote for the election of directors held at the Annual and Special Meeting on Tuesday, May 12, 2015 in Toronto are set out below.
-
CFTC Releases Final Interpretation On Forward Contracts With Embedded Volumetric Optionality
Date 12/05/2015
The U.S. Commodity Futures Trading Commission (CFTC) today released its Final Interpretation on Forward Contracts with Embedded Volumetric Optionality. The interpretation identifies when an agreement, contract, or transaction would fall within the forward contract exclusions from the “swap” and “future delivery” definitions in the Commodity Exchange Act, notwithstanding that it allows for variations in the delivery amount (i.e., contains “embedded volumetric optionality”). The unanimous vote was conducted via seriatim.
-
FINRA's NAC Strengthens Sanction Guidelines For Fraudulent Conduct
Date 12/05/2015
The Financial Industry Regulatory Authority (FINRA) today announced that the National Adjudicatory Council’s (NAC) review of its Sanction Guidelines has resulted in a number of significant revisions. In particular, the NAC is amending the overarching principles that apply to sanctions determinations and is revising the Sanction Guidelines to call for tougher sanctions against those who commit fraud or make unsuitable recommendations to customers. The revised Sanction Guidelines now advise FINRA adjudicators to strongly consider barring an individual respondent, or expelling a firm, for cases involving fraud. For individuals who violate FINRA’s suitability rule, the range of the suspension has increased from one year to two years, and adjudicators are advised to strongly consider barring an individual respondent where aggravating factors predominate over mitigating ones.
-
ESMA Chair Steven Maijoor Delivers Keynote Address On Capital Markets Union At The Luxembourg Stock Exchange Day
Date 12/05/2015
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), delivered a keynote speech at the Luxembourg Stock Exchange Day this evening on the topic of Capital Markets Union.
-
Finansinspektionen - Swedish Financial Supervisory Authority: Better Knowledge And A Ban On Commissions Strengthen Consumer Protection
Date 12/05/2015
One Swede in two finds simple percentage calculations difficult, and many do not know how inflation works. At the same time, there are growing demands for an increasing number of people to make difficult decisions about their personal finances. There is thus a great need for independent advice and good, simple information. These are a couple of the conclusions in FI’s new consumer protection report.
-
Moscow Exchange: Risk Parameters Change For The Derivatives Market
Date 12/05/2015
As per p.2.5 of Principles of initial margin calculation (approved by NCC Clearing Bank Management Board on the April, 8th 2015) the quantity of settlement periods before the expiration date during which the expiration scenarios are taken into account (N) will be changed to null starting from May, 12th 2015, 19-00 (MSK).
-
EnterNext Welcomes TINC To Euronext Brussels
Date 12/05/2015
EnterNext, the Euronext subsidiary designed to promote and grow the market for small and mid-cap companies, today welcomed TINC, a Belgian infrastructure investment company, on the regulated market of Euronext Brussels.
-
ESMA Publishes Updates To Q&As On The AIFMD Application
Date 12/05/2015
The European Securities and Markets Authority (ESMA) publishes updated questions and answers on the application of the AIFMD. The Q&A includes new questions and answers on reporting and calculation of leverage.
-
SEC Announces Fraud Charges Against ITT Educational Services
Date 12/05/2015
The Securities and Exchange Commission today announced fraud charges against ITT Educational Services Inc., its chief executive officer Kevin Modany, and its chief financial officer Daniel Fitzpatrick.
-
BIS, ECB And IMF Publish The Handbook On Securities Statistics
Date 12/05/2015
The Bank for International Settlements (BIS), the European Central Bank (ECB) and the International Monetary Fund (IMF) today jointly released the Handbook on Securities Statistics.
- First
- Previous
- 9861
- 9862
- 9863
- 9864
- 9865
- 9866
- 9867
- 9868
- 9869
- 9870
- 9871
- 9872
- 9873
- 9874
- 9875
- 9876
- 9877
- Next
- Last