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  • STOXX Changes Composition Of Benchmark Indices

    Date 23/05/2017

    STOXX Ltd., the operator of Deutsche Boerse Group’s index business, and a global provider of innovative and tradable index concepts, today announced the new composition of STOXX Benchmarks and their sub and sector indices, among them the STOXX Europe 600 Index, STOXX North America 600 Index and STOXX Asia/Pacific 600 Index.

  • United States Files Complaint Against Fiat Chrysler Automobiles For Alleged Clean Air Act Violations

    Date 23/05/2017

    The Department of Justice, on behalf of the Environmental Protection Agency (EPA), today filed a civil complaint in federal court in Detroit, Michigan, against FCA US LLC, Fiat Chrysler Automobiles N.V., V.M. Motori S.p.A., and V.M. North America, Inc. (collectively referred to as FCA).  The complaint alleges that nearly 104,000 light duty diesel vehicles containing 3.0 liter EcoDiesel engines are equipped with software functions that were not disclosed to regulators during the certification application process, and that the vehicles contain defeat devices.  The complaint alleges that the undisclosed software functions cause the vehicles’ emission control systems to perform differently, and less effectively, during certain normal driving conditions than on federal emission tests, resulting in increased emissions of harmful air pollutants.

  • Firms Elect Large-Firm Governor To FINRA Board Of Governors

    Date 23/05/2017

    The Financial Industry Regulatory Authority (FINRA) announced the results of voting that took place at its Special Meeting on May 19, 2017, to elect one Large-Firm Governor to the FINRA Board of Governors. Andrew S. Duff, Chairman and CEO of Piper Jaffray Companies, was elected as a Large-Firm Governor.

  • SIFMA Statement On DOL Decision Not To Delay Fiduciary Rule

    Date 23/05/2017

    SIFMA today released the following statement from Kenneth E. Bentsen, Jr, SIFMA president and CEO, on Department of Labor Secretary Acosta’s decision not to further delay the fiduciary rule beyond June 9, 2017: 

    “SIFMA has long-supported the creation of a best interest standard for brokers who provide personalized investment advice, and we continue to believe that the SEC is the appropriate regulator to do so. We look forward to working with the Administration and Congress on the creation of a best interest standard that protects all retail investors, while preserving choice and investment services without raising costs."

  • SEC And MSRB To Hold Webinar On Series 50 Exam For Municipal Advisors

    Date 23/05/2017

    The Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) today announced a joint educational webinar to assist municipal advisors with understanding their professional qualification requirements. The live webinar, scheduled for Thursday, June 15, 2017, from 3-4 p.m. ET, will provide information on signing up for the MSRB's Municipal Advisor Representative Qualification Examination (Series 50 exam), preparing to take the Series 50 exam, and fulfilling municipal advisor firms' SEC registration obligations.

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