News Centre

Office Of The Comptroller Of The Currency Allows National Banks And Federal Savings Associations Affected By Hurricane Matthew To Close

Date 05/10/2016

The Office of the Comptroller of the Currency today issued a proclamation allowing national banks and federal savings associations affected by Hurricane Matthew to close at their discretion.

Office Of The Comptroller Of The Currency Bulletin: Risk Management Guidance On Foreign Correspondent Banking: Risk Management Guidance On Periodic Risk Reevaluation Of Foreign Correspondent Banking

Date 05/10/2016

Summary

The Office of the Comptroller of the Currency (OCC) is issuing guidance to national banks, federal savings associations, and federal branches and agencies (collectively, banks) regarding periodic evaluation of the risks related to correspondent accounts for foreign financial institutions (foreign correspondent accounts). This guidance describes corporate governance best practices for banks’ consideration when conducting these periodic evaluations of risk and making account retention or termination decisions relating to their foreign correspondent accounts. This guidance also reiterates the OCC’s supervisory expectation that, in connection with implementing the requirement that banks have established policies and procedures for conducting risk assessments for foreign correspondent accounts, banks should periodically evaluate and reassess this risk (risk reevaluation) as part of their ongoing risk management and due diligence practices.

CFTC Commissioner J. Christopher Giancarlo Releases Latest Podcast: 21st Century Markets Need 21st Century Regulation, October 5, 2016

Date 05/10/2016

Today, Commissioner J. Christopher Giancarlo released a Podcast entitled “21st Century Markets Need 21st Century Regulation.” The podcast released today follows the recent address the Commissioner gave to the American Enterprise Institute.

Remarks Before The SEC Advisory Committee On Small And Emerging Companies, SEC Chair Mary Jo White, Oct. 5, 2016

Date 05/10/2016

Thank you, Steve and Sara, and good afternoon everyone. I won’t hold up your agenda, but I did want to stop by to express my appreciation for your being here again to share your experience and perspectives with us. Your efforts provide the Commission and staff with critical and unique input about matters of importance to small and emerging companies. Your agenda is always of great interest to me — and today’s is on four areas that are particular priorities for me.

CFTC Swaps Report Update

Date 05/10/2016

CFTC's Weekly Swaps Report has been updated, and is now available.

Office Of The Comptroller Of The Currency Releases Risk Reevaluation Guidance For Foreign Correspondent Banking

Date 05/10/2016

The Office of the Comptroller of the Currency (OCC) today issued risk management guidance to national banks, federal savings associations, and federal branches and agencies that addresses periodic reevaluations of risks associated with foreign correspondent banking accounts. The guidance reiterates OCC’s supervisory expectation that banks assess these risks as part of their on-going risk management and due diligence practices.

Nasdaq Holds Third Quarter 2016 Investor Conference Call

Date 05/10/2016

Nasdaq (NASDAQ:NDAQ) has scheduled its Third Quarter 2016 results announcement.

TMX Group Consolidated Trading Statistics - September 2016

Date 05/10/2016

TMX Group Limited today announced September 2016 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.

Intercontinental Exchange Reports ICE & NYSE September And Third Quarter 2016 Statistics

Date 05/10/2016

Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today reported September and third quarter 2016 trading volume and related revenue statistics, which can be viewed on the company’s investor relations website at http://ir.theice.com/ir-resources/supplemental-information in the Monthly Statistics Tracking spreadsheet.

Bats Announces Successful Migration Of BZX Options Exchange To Next-Generation Matching Engine - Both Bats Options Markets – BZX Options And EDGX Options – Now Operating On Latest Proprietary Technology

Date 05/10/2016

Bats Global Markets, Inc. (Bats: BATS), today announced the successful migration of its largest options exchange, BZX Options, to the company’s proprietary next-generation matching engine.