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Disclosure In The Digital Age: Time For A New Revolution, SEC Commissioner Kara M Stein, Denver, Colorado, May 6, 2016

Date 06/05/2016

Thank you, Julie [Lutz], for that kind introduction, and thanks to all the conference organizers who have worked hard to put together a really great agenda for today. What a pleasure to be here in the Mile-high City and to join you for the 48th Annual Rocky Mountain Securities Conference. You have almost a half-century of bringing together a diverse group of people who care deeply about our capital markets.
Bloomberg Seeks Accreditation As A Local Operating Unit Of The Global LEI System

Date 06/05/2016

Bloomberg announced yesterday it has applied to theGlobal Legal Entity Identifier Foundation, or GLEIF, to become a Local Operating Unit, or LOU, of the Global LEI System, or GLEIS. By submitting this application to the GLEIF, Bloomberg moves to the candidate stage of the LOU accreditation process and joins an existing network of LOU’s monitored by the GLEIF.
SEC: Financial Adviser Defrauded Pro Athletes And Lied To SEC Examiners

Date 06/05/2016

The Securities and Exchange Commission today announced fraud charges against a Pittsburgh, Pa.-based financial adviser accused of taking money without permission from the accounts of several professional athletes in order to invest in movie projects and make Ponzi-like payments.
FSB Regional Consultative Group For Europe - Meeting 6 May 2016

Date 06/05/2016

Today, the Financial Stability Board (FSB) hosted in Basel, the tenth meeting of the FSB Regional Consultative Group for Europe (RCG Europe) under the co-chairmanship of Anne Le Lorier, First Deputy Governor, Banque de France and Jon Nicolaisen, Deputy Governor, Norges Bank.
Nigerian Stock Exchange Weekly Report For Week Ending 6 May 2016

Date 06/05/2016

It was a four-day trading week as the Federal Government of Nigeria declared Monday 2nd May, 2016 as Public Holiday to mark the 2016 Workers' Day Celebration.

TOM MTF Statistics Week 18, 2016

Date 06/05/2016

Click here to download the weekly statistics update of TOM MTF for week 18, 2016.
Treasury Announces Key Regulations And Legislation to Counter Money Laundering And Corruption, Combat Tax Evasion - Secretary Lew Calls On Congress To Help Increase Financial Transparency

Date 06/05/2016

Today, the U.S. Department of the Treasury announced several actions to strengthen financial transparency and combat the misuse of companies to engage in illicit activities. Treasury announced a Customer Due Diligence (CDD) Final Rule, proposed Beneficial Ownership legislation, and proposed regulations related to foreign-owned, single-member limited liability companies (LLCs). Together, these efforts target key points of access to the international financial system – when companies open accounts at financial institutions, when companies are formed or when company ownership is transferred, and when foreign-owned U.S. companies seek to evade their taxes.
TMX Group Equity Financing Statistics – April 2016

Date 06/05/2016

TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for April 2016.
TOM MTF Welcomes Mint Tower As A New Member

Date 06/05/2016

Mint Tower Capital Management (‘Mint Tower’) has become a Member on TOM MTF as of 6 May 2016. The participation of a sophisticated hedge fund like Mint Tower on TOM MTF signals the progress the platform is making in facilitating institutional options trading.
Malawi Stock Exchange Weekly Trading Report - 6 May, 2016

Date 06/05/2016

Click here to download Malawi Stock Exchange's weekly trading report for the week ending 6 May, 2016.