News Centre

Japan's Financial Services Agency: Toward Further Efficiency And Transparency In The Screening Procedure For Licensing And Registration Of Financial Businesses

Date 10/02/2017

From the perspective of ensuring efficiency and transparency in financial regulation, in the 2016-2017 Strategic Directions and Priorities (published in October 2016), the FSA recently indicated its policy direction to “execute proper progress management for registration/licensing procedure by list method for greater efficiency and transparency of financial regulation.”

Tokyo Commodity Exchange: Good Delivery Material Price Differential For February 2017 Rubber Contract

Date 10/02/2017

The price differential of the Good Delivery material for the February 2017 contract month in the Rubber market has be determined as follows,

Pursuant to the provisions of Article 2.2 of the Rubber Delivery Detailed Rules, the price differential between the Good Delivery materials RSS No.3 and the non-standard grade RSS No.4 for the February 2017 contract month shall be -3.0 yen/kg.

Shenzhen Stock Exchange: JDEC Renamed As CNPCCCL, Kicking Off A New Journey In Capital Market

Date 10/02/2017

Recently, Jinan Diesel Engine Company Limited (hereinafter referred to as JDEC) successfully completed the implementation of major asset restructuring, swapping out the original assets and liabilities and swapping in 100% equity stake of CNPC Capital Co., Ltd., CNPC’s subordinated financial holding platform. At the night of February 9, 2017, JDEC disclosed announcement that the company’s name would be changed as CNPC Capital Company Limited, while the company’s abbreviation changed as CNPCCCL. On February 10, 2017, CNPCCCL held a ceremony in SZSE celebrating its name change, which kicked off a new journey in the capital market.

NYSE, NYSE Arca And NYSE MKT Short Interest Reports

Date 10/02/2017

NYSE today reported short interest as of the close of business on the settlement date of January 31, 2017.

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date January 31, 2017

Date 10/02/2017

At the end of the settlement date of January 31, 2017, short interest in 2,352 Nasdaq Global MarketSM securities totaled 7,153,961,241 shares compared with 7,113,199,016 shares in 2,355 Global Market issues reported for the prior settlement date of January 13, 2017. The end-of-January short interest represents 4.86 days average daily Nasdaq Global Market share volume for the reporting period, compared with 5.37 days for the prior reporting period.

Office Of The Comptroller Of The Currency Allows National Banks And Federal Savings Associations Affected By Severe Winter Weather In The Northeastern United States To Close

Date 09/02/2017

The Office of the Comptroller of the Currency (OCC) today issued a proclamation allowing national banks and federal savings associations affected by severe winter weather in the northeastern United States to close.

Remarks At SIFMA Anti-Money Laundering And Financial Crimes Conference, Susan F. Axelrod, FINRA Executive Vice President, Regulatory Operations

Date 09/02/2017

Good morning. It’s great to have this opportunity to be with you today to talk about anti-money laundering (AML), an area of significant regulatory focus both for the industry and regulators alike.

BM&FBOVESPA New Products: Ápice Securit’s CRIs Begin To Be Traded On The Exchange On Feb. 09

Date 09/02/2017

As of Thursday (Feb. 09) first-issuance mortgage-backed securities (CRIs) of Ápice Securit, 64th series, begin to be traded.

FINRA Promotes Marcia E. Asquith To EVP, Board And External Relations - And Jennifer Piorko Mitchell To VP, Corporate Governance

Date 09/02/2017

The Financial Industry Regulatory Authority (FINRA) announced today that its Board of Governors has approved the promotion of Marcia E. Asquith to Executive Vice President, Board and External Relations. Jennifer Piorko Mitchell was promoted to Vice President, Corporate Governance.

Bats Reports Fourth Quarter Net Income Growth Of 50% - Sets Record For Full Year 2016 Net Revenue Of $436 Million

Date 09/02/2017

Bats Global Markets, Inc. (Bats: BATS), a leading global exchange operator and provider of market data and other financial markets services, today reported net income of $32.5 million and adjusted earnings† of $38.5 million for the fourth quarter ended December 31, 2016. Net income increased 50% and adjusted earnings† rose 35% compared to the same period in 2015 driven primarily by continued growth in non-transaction revenue, realization of synergies from the Direct Edge acquisition and a lower effective tax rate in the fourth quarter 2016. For the full year, Bats reported record net revenue of $436 million, an increase of 13% compared to 2015 and record net income of $109 million, a 33% increase over 2015.