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Cowen’s Westminster Research Associates Named “Greenwich Quality Leader” In Greenwich Associate’s 2017 U.S. Equity Investors Study
Date 13/07/2017
Cowen Inc. (NASDAQ:COWN) (“Cowen” or the “Company”) today announced that Westminster Research Associates was recently named a “Greenwich Quality Leader” in the category of U.S. Equity Commission Management Service & Execution in Greenwich Associates 2017 U.S. Equity Investors’ Study. In addition, Westminster also ranked #1 in “Overall Satisfaction with Client Service” in regards to execution and service performance. Cowen’s Westminster Research Associates is an industry-leading broker-dealer specializing in providing full-service custodial aggregation solutions and access to an extensive network of independent research to the institutional investment community.
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Enhanced Technology To Improve IIROC's Oversight Of Canada's Capital Markets - Protects Investors, Ensures Integrity Of Debt And Equity Markets
Date 13/07/2017
The Investment Industry Regulatory Organization of Canada (IIROC) today announced it has reached an agreement with Nasdaq's SMARTS that will enable the regulator to significantly enhance its market surveillance capabilities resulting in increased investor protection.
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Canadian Securities Regulators Caution Industry About False And Misleading Registration Applications And Outline Changes To Trading Supervision Reports
Date 13/07/2017
The Canadian Securities Administrators (CSA) today published CSA Staff Notice 33-320 The Requirement for True and Complete Applications for Registration to caution firms and individuals about the potential consequences of submitting false or misleading applications for registration.
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Office Of The Comptroller Of The Currency Reports Improved Mortgage Performance In First Quarter Of 2017
Date 13/07/2017
Performance of first-lien mortgages improved during the first quarter of 2017 compared with a year earlier, according to the Office of the Comptroller of the Currency’s (OCC) quarterly report on mortgages.
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Bats Welcomes Two New PowerShares Funds To The Bats ETF Marketplace - 37 Issuers, 191 Funds Now Listed On Bats In The U.S.
Date 13/07/2017
Bats, a CBOE Holdings, Inc. company, and a leading market for exchange-traded product (ETP) trading globally, today welcomed two new PowerShares funds to the Bats ETF Marketplace. Their launch brings the total number of PowerShares funds listed on the Bats ETF Marketplace to 10.
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ESMA Closed For Public Holiday Friday 14 July
Date 13/07/2017
ESMA Is closed for Public Holiday on Friday 14 July.
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Bats Welcomes New Issuer OppenheimerFunds To The Bats ETF Marketplace - 37 Issuers, 191 Funds Now Listed On Bats In The U.S.
Date 13/07/2017
Bats, a CBOE Holdings, Inc. company, and a leading market for exchange-traded product (ETP) trading globally, today welcomed new issuer OppenheimerFunds to the Bats ETF Marketplace, with the listing of three revenue-weighted funds.
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UK's Financial Conduct Authority - Extension Of Temporary Restriction In Short Selling: Liberbank, S.A
Date 13/07/2017
The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the announcement by the Spanish Comisión Nacional del Mercado de Valores (CNMV) which extends the restriction of transactions under Article 20 (2) (a) and (b) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.
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Bats Welcomes Two New iShares Funds To The Bats ETF Marketplace - 37 Issuers, 191 Funds Now Listed On Bats In The U.S.
Date 13/07/2017
Bats, a CBOE Holdings, Inc. company, and a leading market for exchange-traded product (ETP) trading globally, today welcomed two new iShares funds to the Bats ETF Marketplace. Their launch brings the total number of iShares funds listed on the Bats ETF Marketplace to 45.
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Management Of Mediterranean Towers Ventures, Israel's First Fund For Investments In Innovative Technologies For Aging, Opens Trading On TASE
Date 13/07/2017
Management of Mediterranean Towers Ventures opened trading on TASE on 13 July following the launch of a new investment fund that will focus on innovative technologies for aging.
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