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Federal Court Orders Jeffrey Slemmer, Christian Dorrian, Adam Roth, And Their Florida-Based Companies To Pay Over $5.4 Million In Restitution And A Penalty In CFTC Precious Metals And Diamonds Anti-Fraud Action - Slemmer Enterprises, Dorrian Enterprises And Roth Investment Group All Part Of The Berkley Enterprise That Defrauded Customers
Date 17/08/2017
The Commodity Futures Trading Commission (CFTC) announced that Judge William P. Dimitrouleas of the U.S. District Court for the Southern District of Florida entered a Consent Order against Defendants Jeffrey Slemmer of Acton, Massachusetts, Christian Dorrianof Boynton Beach, Florida, Adam Roth of Boca Raton, Florida, and their former respective Florida companies Slemmer Enterprises LLC, Dorrian Enterprises, LLC, and Roth Investment Group LLC, finding that the defendants fraudulently solicited customers in connection with precious metals and diamonds transactions, misappropriated customer funds, and concealed their fraud with false account statements. The defendants executed the scheme using the business names Berkley Hard Asset Group, Berkley Hard Assets, and Berkley Rare Diamonds (the Berkley Enterprise).
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Amazon Web Services And Nasdaq To Sponsor FIA Innovators Pavilion
Date 17/08/2017
FIA is pleased to announce that Amazon Web Services and Nasdaq have signed on as sponsors of FIA’s third annual Innovators Pavilion, a showcase for fintech startups that are offering forward-thinking solutions for the global derivatives markets.
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Ontario Securities Commission Announces Agenda For Roundtable On Option Of Discontinuing Embedded Commissions
Date 17/08/2017
The Ontario Securities Commission (OSC) today announced the agenda and list of panellists for the upcoming roundtable to discuss Canadian Securities Administrators (CSA) Consultation Paper 81-408 Consultation on the Option of Discontinuing Embedded Commissions.
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Register Now For MX’s 10th Annual Options Education Days!
Date 17/08/2017
Montréal Exchange (MX) today announced the fall schedule for their 2017 Options Education Days. Bringing together individual investors with varying levels of experience, these full-day training sessions are designed to equip investors with the knowledge and insights necessary to successfully navigate the options market.
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Nasdaq's Boardvantage® To Expand Presence In Canada - Access To Ontario Data Centers Will Support Growing Client Base
Date 17/08/2017
Nasdaq Corporate Solutions, a business of Nasdaq Inc. (Nasdaq:NDAQ), announced plans for the expansion of its Boardvantage board portal and leadership collaboration software into Canada through access to two data centers in Ontario. When the regional data centers open in mid-September, Nasdaq Corporate Solutions will be able to offer Boardvantage clients the same benefit of a local Canadian presence that its Directors Desk® clients already receive. The new data centers will be more effective in serving Nasdaq's growing, Boardvantage client base in Canada. The Canadian data centers are audited against CSAE 3416 Type 2 standards, equivalent to SSAE 16 level II standards in the U.S.
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CBOE Vest Technologies And The Options Industry Council (OIC) Offer Options Strategy Builders Tool On OIC Website
Date 17/08/2017
CBOE Vest Technologies, a software company enabling users to work with target outcome investment strategies, and the Options Industry Council (OIC), a provider of unbiased options education, are working together to educate investors and broaden the appeal of options with a new online tool, The Options Strategy Builders.
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London Stock Exchange Group Plc Transaction In Own Shares
Date 17/08/2017
London Stock Exchange Group plc (the "Company") announces that it has purchased through RBC Europe Limited, in accordance with the authority granted by shareholders at the Company's Annual General Meeting on 26 April 2017, the following number of its ordinary shares of 6 79/86 pence each ("Shares") on the London Stock Exchange as part of the buyback programme announced on 29 March 2017:
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HE Dr. Jawad Anani, Chairman Of The Board Of The Amman Stock Exchange
Date 17/08/2017
The Amman Stock Exchange Board of Directors has elected on Wednesday, August 16th, 2017, HE Dr. Jawad Anani as Chairman of the board.
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Moscow Exchange: Lot Size Change In Securities Market
Date 17/08/2017
Moscow Stock Exchange will change the lot size on the stock market since August 31, 2017 for the following share:
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HKFE Announces Revised Margins For Futures Contracts - Margin Rates For Power Assets Holdings Ltd. After Capital Adjustment
Date 17/08/2017
As previously advised in the circular (Ref.: MO/DT/110/17) dated 24 July 2017, capital adjustments as a result of the Special Interim Dividend will be made to the positions of Power Assets Holdings Ltd. (“HEH”) Futures Contracts which exist after the market close on 17 August 2017, i.e. the business day immediately before 18 August 2017. Accordingly, please be advised that pursuant to Exchange Rule 617(d) and HKCC Rule 402, the Exchange and the Clearing House have determined that with effect from the commencement of trading on Friday, 18 August 2017, the margin levels of the following Futures Contracts shall be as follows:-
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