News Centre

SEC Updates List Of Firms Using Inaccurate Information To Solicit Investors - Updates Make It Easier For Retail Investors To Search Database

Date 31/10/2018

The Securities and Exchange Commission today announced that it has updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 16 soliciting entities, four impersonators of genuine firms, and eight bogus regulators. The SEC also made technical updates to its database to make it easier for retail investors to search and obtain information about unregistered entities.  The update to the database consolidates the active and archived lists.

Federal Reserve Board Invites Public Comment On Framework That Would More Closely Match Regulations For Large Banking Organizations With Their Risk Profiles

Date 31/10/2018

The Federal Reserve Board on Wednesday invited public comment on a framework that would more closely match the regulations for large banking organizations with their risk profiles. The changes would reduce compliance requirements for firms with less risk while maintaining more stringent requirements for firms with more risk.

NSE Indices Index Dashboard For The Month Ended October 2018

Date 31/10/2018

Click here to download the ' Index Dashboard' for the month ended October 2018.  

Nasdaq CFO Michael Ptasznik To Present At Bank Of America Merrill Lynch Future Of Financials 2018 Conference

Date 31/10/2018

Wells Fargo Asset Management Expands Multi-Asset Solutions Team - Joseph Wong joins WFAM As A Senior Solutions Manager

Date 31/10/2018

Wells Fargo Asset Management (WFAM) announced today that Joseph Wong has joined the firm as a Senior Solutions Manager, based in San Francisco.

Ping An Delivers Hong Kong's First Blockchain-Powered Trade Finance Platform

Date 31/10/2018

Ping An Insurance (Group) Company of China, Ltd. (hereafter "Ping An" or "the Group" or "the Company")(HKEx: 2318)(SSE: 601318) delivered Hong Kong's first blockchain-based international trade finance platform, eTradeConnect, which is initiated by seven founding banks in Hong Kong and facilitated by the Hong Kong Monetary Authority ("HKMA"). OneConnect, a fintech subsidiary of Ping An, was appointed by the founding banks through Hong Kong Trade Finance Platform Company Limited as the technological provider to help design, develop and deploy the platform.

SEC Proposes Disclosure Improvements For Variable Annuities And Variable Life Insurance Contracts

Date 31/10/2018

The Securities and Exchange Commission today announced that it has voted to propose rule changes designed to improve disclosure for investors about variable annuities and variable life insurance contracts.  The proposal is intended to help investors better understand these contracts' features, fees, and risks, and to more easily find the information that they need to make an informed investment decision.

MNI Chicago Business Barometer Declines To To 58.4 In October - Barometer Starts Q4 Pace On A Softer Footing As New Orders, Backlogs Ease

Date 31/10/2018

The MNI Chicago Business Barometer declined to 58.4 in October, the lowest reading since April, down 2.0 points from 60.4 in September.

BCS Global Markets Responds To The Transformation Of The Global Financial Environment And Bolsters Its Research Coverage

Date 31/10/2018

• The award winning analyst team expands the scope of its analytical coverage
• New markets now feature Eastern Europe, and will include Central Asia and the Caucasus
• Five new senior analysts have been added to the team

Tehran Stock Exchange Weekly Report- 31 October 2018

Date 31/10/2018

Click here to download Tehran Stock Exchange's weekly report.