News Centre

Correcting And Replacing -- Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date September 29, 2017

Date 11/10/2017

In a release issued under the same headline earlier today by Nasdaq (Nasdaq:NDAQ), please note that the number of shares and settlement dates in the first three paragraphs have been updated, as has the media contact information. The corrected release follows:

Walter Jospin, Regional Director Of The SEC’s Atlanta Office, To Leave The Agency

Date 10/10/2017

The Securities and Exchange Commission today announced that Walter E. Jospin, Regional Director of the agency’s Atlanta office, is leaving the agency.  Mr. Jospin will remain in his position until his successor is selected.

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date September 29, 2017

Date 10/10/2017

At the end of the settlement date of September 29, 2017, short interest in 2,341 Nasdaq Global Market^SM securities totaled 7,668,720,475 shares compared with 7,668,720,475 shares in 2,341 Global Market issues reported for the prior settlement date of September 15, 2017. The end-of-September short interest represents 5.30 days average daily Nasdaq Global Market share volume for the reporting period, compared with 5.12 days for the prior reporting period.

CFTC Finds That Proprietary Trading Firm Arab Global Commodities DMCC Engaged In Spoofing Of Copper Futures Contracts

Date 10/10/2017

The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Arab Global Commodities DMCC (AGC), a proprietary trading firm headquartered in Dubai, with several trading offices in India, for engaging in the disruptive trading practice of “spoofing” in the copper futures contract traded on the Commodity Exchange, Inc. (COMEX) between March and August 2016.

Ontario Securities Commission: Dialogue 2017: Embracing Change

Date 10/10/2017

The Ontario Securities Commission’s (OSC) annual conference, OSC Dialogue takes place on Thursday, October 12, 2017 at the Four Seasons Hotel in Toronto. Registration will open at 7:30 a.m.

Trading Technologies’ Acquisition Of Neurensic Couples World-class Trade Execution Platform With Cutting-edge AI Surveillance

Date 10/10/2017

Trading Technologies International, Inc. (TT), a global provider of high-performance professional trading software, today announced it has acquired Neurensic, LLC, an artificial intelligence (AI) regtech solution for trading, compliance, surveillance and banking. The terms of the transaction are not disclosed.

BME And Bankia Develop The Bank´s New Online Securities Operation

Date 10/10/2017

• The system will provide clients with delayed and real-time access to national and international markets
• The service features added-value content and tools covering the value chain demanded by customers
• Bankia reinforces its digital transformation with this new service developed by BME Inntech

ESMA Issues Q&As On MiFID Ii Implementation For Post-Trading Issues

Date 10/10/2017

The European Securities and Markets Authority (ESMA) has today issued Question and Answers (Q&As) on post-trading issues regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

Federal Court Enters More Than $2 Million Judgment Against Grand Island, Nebraska, Resident Who Controlled International Fraudulent Scheme - Ruling Follows A Jury Trial And A Liability Verdict On All CFTC Charges

Date 10/10/2017

The Commodity Futures Trading Commission (CFTC) today announced that the Honorable Joan B. Gottschall of the U.S. District Court for the Northern District of Illinois entered a Final Judgment and Order against Grace Elizabeth Reisinger of Grand Island, Nebraska and her company ROF Consulting, LLC (ROF) for operating a fraudulent commodity pool scheme. 

TMX Group Launches New Brand Campaign “THE FUTURE IS YOURS TO SEE”

Date 10/10/2017

TMX Group today launched a new global marketing campaign, designed to celebrate progress and breakthrough achievement in today's continuously-evolving business landscape and to highlight the important role TMX plays in connecting visionary clients to a limitless world of opportunity.