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  • CFTC: Federal Court Orders Commodity Pool Operator And Its Principal To Pay More Than $1.9 Million For Bitcoin And Binary Options Fraud Scheme

    Date 23/07/2018

    On July 9, 2018, a New York federal court ordered Dillon Michael Dean (Dean) of Longmont, Colorado, and The Entrepreneurs Headquarters Limited (TEH), Dean’s UK-registered company, to pay over $1.9 million in civil monetary penalties and restitution in connection with a lawsuit brought by the Commodity Futures Trading Commission (CFTC). 

  • SEC Charges Mizuho Securities For Failure To Safeguard Customer Information

    Date 23/07/2018

    The Securities and Exchange Commission today charged Mizuho Securities USA LLC for its failure to safeguard information pertaining to stock buybacks by its issuer customers.  Mizuho failed to maintain and enforce policies and procedures aimed at preventing the misuse of material nonpublic information, including maintaining effective information barriers between different trading desks and requiring employees to keep client information confidential.  Mizuho agreed to settle the charges and will pay a $1.25 million penalty.

  • Nigerian Stock Exchange Opens Entries For 2018 Essay Competition To Promote Financial Literacy - Receives Support From Jim Ovia

    Date 23/07/2018

    In line with its commitment to ‘building a financially savvy generation, the Nigerian Stock Exchange (The NSE or The Exchange) is pleased to announce the commencement of the 2018 edition of its NSE Essay Competition for students in Senior Secondary Schools in all states of the Federation. The topic for this year’s edition, “Discuss how technology can promote financial literacy and encourage investment habit among youths?” aims to bring the subject of technology to the fore and get young people to start thinking early on about how it can be applied to real life business situations.

  • Bank Of England: RTGS Renewal Programme Proof Of Concept: Supporting DLT Settlement Models

    Date 23/07/2018

    The Bank has completed a Proof of Concept (PoC) to understand how a renewed RTGS service could be capable of supporting settlement in systems operating on innovative payment technologies.

  • BME: CASTELLANA PROPERTIES SOCIMI To Start Trading On MAB On 25th July

    Date 23/07/2018

    The Board of Directors of MAB has approved the listing of CASTELLANA PROPERTIES SOCIMI, following a thorough review of all the information presented by the company and after the favourable assessment report on its listing issued by MAB’s Coordination and Admission Committee.