FTSE Mondo Visione Exchanges Index:
News Centre
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IIROC Invites Public Comment On Potential New Disciplinary Options - Regulator Proposes Two New Enforcement Programs
Date 22/02/2018
The Investment Industry Regulatory Organization of Canada(IIROC) is launching an extensive public consultation on two new disciplinary approaches dealing with minor violations of IIROC rules and the resolution of disciplinary cases.
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SEC African American History Month Celebration Introductory Remarks For Command Sergeant Major Michael L. Gragg, SEC Chairman Jay Clayton, Washington D.C., Feb. 22, 201
Date 22/02/2018
Good afternoon. I would like to extend a sincere thank you to the African American Council, the Veteran’s Committee, and the Office of Minority and Women Inclusion for their efforts in connection with today’s event. I am honored and very happy to be here
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Update To January 2018 SEF Tracker
Date 22/02/2018
The FIA recently discovered errors in the data published by one of the SEFs. The errors stem from currency conversions used by that SEF to determine the U.S. dollar values of certain interest rate products and foreign exchange products. After checking with the SEF, the FIA updated the trading volume data for that SEF going back to October 2017 and revised the data available in the FIA SEF Tracker. The FIA are also reissuing the January report, which you will find below. Please contact the FIA if you have any questions about these revisions.
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Account Of The Monetary Policy Meeting Of The Governing Council Of The European Central Bank, Held In Frankfurt Am Main On Wednesday And Thursday, 24-25 January 2018
Date 22/02/2018
1. Review of financial, economic and monetary developments and policy options
Financial market developments
Mr Cœuré reviewed the latest financial market developments.
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SIX Swiss Exchange: New Launch: Primary Debt Capital Market Report
Date 22/02/2018
SIX Swiss Exchange's primary debt capital market report provides quarterly statistics and charts concerning bonds listed on SIX Swiss Exchange.
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Irish Stock Exchange Awarded #1 Best Medium Workplace In Ireland For 2018
Date 22/02/2018
The Irish Stock Exchange (ISE) is named the #1 Best Medium Workplace in Ireland at the Great Place to Work Awards 2018. This is the second time in three years that the ISE has topped the rankings for Best Medium Workplaces (for organisations with between 101 and 250 employees) in Ireland.
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ESMA’s Consultation Papers On Draft Regulatory Standards Under The Securitisation Regulation
Date 22/02/2018
Click here to download ESMA’s consultation papers on draft regulatory standards under the securitisation regulation.
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MIAX Options Regulatory: Rule Change Notice - FINRA Arbitration Rules 12600, 12800, 13600 And 13800
Date 22/02/2018
FINRA is proposing to amend FINRA Rules 12600 and 12800 of the Code of Arbitration Procedure for Customer Disputes and FINRA Rules 13600 and 13800 of the Code of Arbitration Procedure for Industry Disputes to amend the hearing provisions to provide an additional hearing option for parties in arbitration with claims of $50,000 or less, excluding interest and expenses.
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New Senior Advisor At Finansinspektionen
Date 22/02/2018
Anders Kvist has been named a Senior Advisor to FI’s Director General.
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Dubai Financial Services Authority: Notice Of Consultation Paper Release
Date 22/02/2018
The DFSA has released the following for consultation:
Consultation Paper No. 118 – Proposed Changes to the DFSA’s Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Regime
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