News Centre

Shenzhen Stock Exchange: Optimizing Shareholder Information Disclosure Channels And Deepening Capital Market Service

Date 05/02/2018

In order to further perfect the listed companies shareholder information disclosure platform, improve the efficiency of shareholder disclosure and protect legitimate rights and interests of investors, the Shenzhen Stock Exchange (“SZSE”) has made amendments to the Guidance for Shareholder Business of Listed Companies (hereafter referred to as “the original Guidance”). This Guidance was released and came to effect as of today. 

SET Renews MoU With Korea Exchange To Foster Regional Collaboration

Date 05/02/2018

The Stock Exchange of Thailand (SET) today signed the renewal of memorandum of understanding (MoU) to continue the synergized efforts on capital market development and business opportunities between the two exchanges, including products and services development, IT infrastructure cooperation and information exchange.

UAE's Securities And Commodities Authority Issues Circular Warning Investors Against Digital, Token-Based Fundraising Activities

Date 05/02/2018

The Securities and Commodities Authority (SCA) raised the alarm about all digital, token-based fundraising activities or investment schemes in the UAE, whether referred to as initial coin offerings (ICOs), initial token offerings, token presale, or token crowdsale.

NZX Shareholder Metrics January 2018

Date 04/02/2018

Please see attached NZX Shareholder Metrics for January 2018.

The Saudi Stock Exchange Announces The Publication Of The Weekly Stock Market Ownership And Trading Activity Report (By Nationality And Investor Type)

Date 04/02/2018

To view the detailed Weekly Stock Market Ownership and Trading Activity Report (by Nationality and Investor Type) for Main Market and Nomu-Parallel Market please Click Here

Cboe Global Markets Sets Several Daily Volume Records On Friday, February 2

Date 03/02/2018

• VIX options volume reaches new all-time high, topping the previous record by 39 percent 
• New single-day records set at Cboe Options, C2 Options and Cboe EDGX Options exchanges

Responding To Widespread Consumer Abuses And Compliance Breakdowns By Wells Fargo, Federal Reserve Restricts Wells' Growth Until Firm Improves Governance And Controls. Concurrent With Fed Action, Wells To Replace Three Directors By April, One By Year End

Date 03/02/2018

Responding to recent and widespread consumer abuses and other compliance breakdowns by Wells Fargo, the Federal Reserve Board on Friday announced that it would restrict the growth of the firm until it sufficiently improves its governance and controls. Concurrently with the Board's action, Wells Fargo will replace three current board members by April and a fourth board member by the end of the year.

ESMA CCP Stress Tests Confirm Resilience Of EU CCPs

Date 02/02/2018

The European Association of CCP Clearing Houses (EACH) acknowledges the outcome of the ESMA EU-wide CCP Stress Test 2017. EACH members supplied data on a confidential basis to ESMA in the development of this report. ESMA has extended the scope of this exercise compared to last year both by including liquidity stress tests and by including parameters which go beyond what is plausible. 

CFTC Commitments Of Traders Reports Update

Date 02/02/2018

The current reports for the week of  January 30, 2018 are now available.

Office Of The Comptroller Of The Currency: Comptroller Of The Currency Otting Hosts Former Agency Leaders To Mark OCC's 155th Anniversary

Date 02/02/2018

The 31st Comptroller of the Currency Joseph M. Otting hosted former Comptrollers and former Acting Comptrollers as the Office of the Comptroller of the Currency (OCC) begins its 156th year overseeing the federal banking system.