News Centre

Liquidity In Swiss Shares Peaks On SIX - Record Day Results In Record Week: Over CHF 1 Billion Traded In SwissAtMid, The Leading Non-Displayed Pool Of The Swiss Stock Exchange

Date 15/04/2019

Liquidity in the non-displayed pool of SIX for Swiss equities, SwissAtMid, has reached new heights: in the week from 8 to 12 April 2019, the Swiss stock exchange has recorded a trading volume of over CHF 1 billion. Over half of its participants were active in the pool, executing 34'566 trades in 138 shares, with an average trade size of CHF 31'010.

The MiG Report - TSX, TSX Venture Exchange

Date 15/04/2019

Federal Reserve Fines UniCredit $158 Million For Firm's Unsafe And Unsound Practices Related To Inadequate Sanctions Controls And Supervision Of Subsidiary Banks

Date 15/04/2019

The Federal Reserve Board on Monday announced it has fined UniCredit, S.p.A., a foreign bank operating in the United States and headquartered in Italy, and two of its subsidiaries $158 million for the firm's unsafe and unsound practices related to inadequate sanctions controls and supervision of its subsidiary banks.

Fiserv To Release First Quarter Earnings Results On April 30, 2019

Date 15/04/2019

Fiserv, Inc. (NASDAQ: FISV), a leading global provider of financial services technology solutions, will announce its first quarter financial results after the close of regular market trading on Tuesday, April 30, 2019.

SEC: Sara Cortes And David Bartels Named Deputy Chief Counsels Of The Division Of Investment Management

Date 15/04/2019

The Securities and Exchange Commission today announced that Sara Cortes and David P. Bartels have been named Deputy Chief Counsels of the Division of Investment Management. As Deputy Chief Counsels, Ms. Cortes and Mr. Bartels will join a leadership team and staff that are responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, coordinating international and legislative technical assistance, and running the division’s enforcement liaison program. Ms. Cortes will oversee the exemptive applications program and Mr. Bartels will oversee the enforcement liaison program. They will share responsibility for staff legal guidance by the Chief Counsel’s Office.

Opening Statement Of CFTC Commissioner Dawn D. Stump Before The Global Markets Advisory Committee Meeting

Date 15/04/2019

Good morning and welcome to the first Global Markets Advisory Committee meeting of 2019.

 I am excited to sponsor the GMAC, and believe that the importance of the Committee in today’s increasingly interconnected marketplace cannot be overstated.  The objectives of the GMAC are many, and include helping the Commission determine how it can avoid unnecessary regulatory or operational impediments to global business while still preserving core protections for customers and other market participants.  Another objective of the GMAC is to assist the Commission in assessing the impact on U.S. markets and firms of the Commission's international efforts and the initiatives of foreign regulators and market authorities.  Given today’s global marketplace and the multinational nature of business, I believe that the reconstitution of the GMAC has come at a critical time.

Kaizen Reporting Wins ‘Best Reporting Platform Or Service’ At Sell-Side Technology Awards

Date 15/04/2019

Leading regulatory reporting firm Kaizen Reporting (Kaizen), developer of the multi-award-winning assurance service, ReportShield™, has won ‘Best Reporting Platform or Service for the Sell-Side’ at the Sell-Side Technology Awards. Hosted and run by WatersTechnology, the awards were set up in order to recognise market-leading technologies and third-party vendors that enable sell-side firms to operate more efficiently and transparently.

Baton Systems Wins Best Distributed-Ledger Technology Project At Sell-Side Technology Awards

Date 15/04/2019

Baton Systems (“Baton”), a provider of distributed ledger-based post-trade and payments solutions for capital markets, won the Best Distributed-Ledger Technology Project at the Sell-Side Technology Awards 2019, presented in London on April 12.

Deutsche Börse Group: Business Indicators For March 2019

Date 15/04/2019

Attached please find a summary of Deutsche Börse Group's business indicators for March 2019.

Al Mawared Brokerage's Amman Stock Exchange Weekly Report - 15 April 2019

Date 15/04/2019

Click here to download Al Mawared Brokerage's weekly Report on the Amman Stock Exchange (ASE). The Report is designed to give an overview of developments in the Jordan Capital Markets as well as ASE performance indicators.