News Centre

UK's Financial Conduct Authority Sets Out Next Steps To Improve Competition In The UKs Asset Management Industry

Date 05/04/2018

The Financial Conduct Authority (FCA) has today published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of the millions who entrust them with their savings.

NZX Shareholder Metrics March 2018

Date 05/04/2018

Please see attached NZX Shareholder Metrics for March 2018.

Securities Commission Malaysia Appoints New Deputy Chief Executive

Date 05/04/2018

The Securities Commission Malaysia (SC) wishes to announce that Prime Minister Y.A.B Dato' Sri Mohd. Najib bin Tun Haji Abdul Razak in his capacity as Minister of Finance has appointed Datuk Zainal Izlan Zainal Abidin as the SC’s new Deputy Chief Executive (DCE) which takes effect from 5 April 2018.

Cboe Global Markets Reports March 2018 Trading Volume

Date 05/04/2018

Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE), one of the world's largest exchange holding companies, today reported March monthly trading volume and average revenue per contract (RPC)/net revenue capture data at www.cboe.com/monthlyvolrpc.

BOX Options Exchange Directed Order Auction Only

Date 05/04/2018

Beginning April 30, 2018, BOX Options Exchange, LLC (“BOX”) will introduce an Auction Only designation for Directed Orders.

Cboe Global Markets Appoints Executive Vice Presidents In Newly Formed Markets Division

Date 04/04/2018

• Andy Lowenthal and Bryan Harkins will co-lead Markets Division as business partners
• New Markets Division to unfify product, sales and business development teams

CFTC Commissioner Rostin Behnam To Participate In A Fireside Chat At IFM And The Mercatus Center’s Smart Financial Regulation Roundtable

Date 04/04/2018

SEC Names Peter Henry As Director Of The Office Of Equal Employment Opportunity

Date 04/04/2018

The Securities and Exchange Commission today announced that Peter Henry has been named Director of the agency’s Office of Equal Employment Opportunity (OEEO).  Mr. Henry joined the SEC as OEEO Deputy Director in 2014, and has been serving as the office’s Acting Director since 2016. 

CFTC Swaps Report Update

Date 04/04/2018

CFTC's Weekly Swaps Report has been updated, and is now available.

SEC Warns Of Government Impersonators

Date 04/04/2018

The Securities and Exchange Commission today issued an Investor Alert warning investors of fraudsters claiming to be SEC employees in an attempt to trick investors into sending money or revealing sensitive account information.  The alert makes clear that the SEC does not contact investors to confirm trades, set up trading accounts, or record the details of trades.  The alert also notes that federal government agencies, including the SEC, do not endorse or sponsor any particular securities, issuers, products, services, professional credentials, firms, or individuals.