News Centre

Shenzhen Stock Exchange Issues Implementation Measures For The Listing And Trading Of Pilot Innovative Companies’ Shares Or Depositary Receipts And Relevant Transaction Rules To Guarantee Materialization Of Pilot Domestic Listing For Innovative Companies

Date 20/06/2018

In order to implement the spirit of the 19th CPC National Congress, the CPC Central Committee, and the State Council, tap on the multi-tiered capital market to serve the real economy and strengthen its internationalization, SZSE officially issued on June 15 the Implementation Measures on the Listing and Trading of Pilot Innovative Companies’ Shares or Depositary Receipts (hereinafter referred to as the Implementation Measures), and the Notice on Amendments to Articles 1.1 and 1.2 of the Rules Governing Share Listing on SZSE, the Implementation Rules on the Online Offering of IPO in the SZSE Market (Revised in 2018), the Implementation Rules on the Offline Offering of IPO in the SZSE Market (Revised in 2018), the Guidelines on the Content and Format of Listing Announcements of Red-chip Companies’ Depositary Receipts in SZSE, the Mandatory Provisions on Risk Disclosure Statement for the Trading of Shares or Depositary Receipts of Pilot Innovative Companies, and the Working Rules of the Listing Committee of Shenzhen Stock Exchange (Revised in 2018). These business rules are made according to such departmental regulations and normative rules as China Securities Regulatory Commission’s Notice on Several Opinions on the Pilot Domestic Offering of Shares or Depositary Receipts by Innovative Companies Distributed by the General Office of the State Council (hereinafter referred to as Several Opinions) and the CRSC’s Administration Measures for the Offering and Trading of Depositary Receipts (Trial) and come into force as from the date of issuance.

NZX Confirms Date For Dairy Derivatives Extended Trading

Date 20/06/2018

NZX confirms it will extend the trading hours of its dairy derivatives market on Monday 16 July 2018. 

Investors, Innovation, And Performance Top SEC's Draft Strategic Plan

Date 19/06/2018

The Securities and Exchange Commission today published a draft strategic plan that focuses on investors, innovation, and performance as the top strategic goals in coming years. 

ISDA Statement On INET Paper

Date 19/06/2018

The International Swaps and Derivatives Association, Inc. (ISDA) has published the following statement on a new paper published by the Institute for New Economic Thinking.

SEC Shuts Down $102 Million Ponzi Scheme

Date 19/06/2018

The Securities and Exchange Commission today filed charges and obtained an asset freeze against the individuals and companies behind a $102 million Ponzi scheme that bilked investors throughout the U.S.

Enhanced Dynamic® Moderate Active Awarded Top “Smart Beta” Strategy For 2018 By AsianInvestor Magazine - Asianinvestor Magazine Reveals The Leading Fund Houses And Asset Service Providers Of The Region For 2018

Date 19/06/2018

AsianInvestor, the leading Asian financial publication dedicated to the region's asset management industry, has announced Enhanced Investment Partners’ Enhanced Dynamic® Moderate Activestrategy was the outstanding performer in its Smart Beta category, according to eVestment figures.

SEC: Merrill Lynch Admits To Misleading Customers about Trading Venues - Will Pay $42 Million Penalty To Settle Charge

Date 19/06/2018

The Securities and Exchange Commission today charged Merrill Lynch, Pierce, Fenner & Smith with misleading customers about how it handled their orders.  Merrill Lynch agreed to settle the charges, admit wrongdoing, and pay a $42 million penalty.

British Columbia Securities Commission Alleges Market Manipulation

Date 19/06/2018

The Executive Director of the British Columbia Securities Commission (BCSC) has issued an amended notice of hearing alleging that Daniel Clozza, Forum National Investments Ltd., Douglas Corrigan, Robert Logan Dunn, and Mosaic Holdings Ltd. participated in a market manipulation. The notice also alleges that Clozza provided false or misleading information to the BCSC.

European Commission: Speech By Michel Barnier At The European Union Agency For Fundamental Rights, Vienna, 19 June 2018

Date 19/06/2018

Ambassadors,

Ladies and gentlemen,

Let me first thank the EU Agency for Fundamental Rights, and its Director Michael O'Flaherty, for this invitation.

Over the past 10 years, this Agency has contributed to the area of justice, freedom and security in the European Union.

• This is an area with one external – but no internal – border.
• This is an area where security is protected by common rules and operational cooperation between police and judicial authorities, notably extradition, border controls, travel visas, immigration and asylum policies.
• This is an area where people – both EU and non-EU citizens alike – see their fundamental rights respected. And where the European Court of Justice plays an indispensable role in the protection of our rights

Borsa İstanbul Announces The Constituent Changes To The BIST Equity Indices For The Third Quarter Of 2018

Date 19/06/2018

All changes will be applied after the close of business on Friday, June 29, 2018 and will be effective on Monday, July  2, 2018.