News Centre

Remarks Of CFTC Chairman J. Christopher Giancarlo At The Futures Industry Association 12th Annual International Derivatives Expo, London, United Kingdom - “Recalibrating The CFTC’s Cross-Border Regulation: Current Status And Next Steps”

Date 05/06/2019

Introduction

Good morning.  Thank you for your kind welcome.  It is great to be here at the FIA’s International Derivatives Expo in London, at what will be my final speech to the FIA.  I expect to be stepping down as Chairman in mid-July and handing the baton to Heath Tarbert.

Learn To Grow: Programme For Start-Ups Reloaded - Training Modules Address Founders From Series A To IPO - More Time For Open Exchange

Date 05/06/2019

Deutsche Börse Venture Network and UnternehmerTUM have significantly expanded their joint training programme for growth companies. In addition to new content, the two partners have extended the duration of the trainings in order to create more space for personal exchange. The next round will start on 18 June. The sessions will take place in Munich, Berlin and Frankfurt.

NSD Sums Up Q1 2019 Results

Date 05/06/2019

• The value of securities under custody reached RUB 46.2 trillion 
• NSD became the first CSD to sign up for SWIFT’s gpi service

IOSCO: Emerging Market Regulators Issue Recommendations Related To Sustainable Finance

Date 05/06/2019

Securities regulators from growth and emerging markets today published a report that sets forth recommendations related to the development of sustainable finance in emerging markets and the role of securities regulators in this area.

New Research Shows Financial Institutions See Data Quality And Control As Drivers For Global Business Growth - Adox Research Report Proves Huge Opportunities For Proactive Firms And Assesses Progress Already Being Made

Date 05/06/2019

In an environment where financial firms are facing the regulatory need for increased transparency alongside a continued increase in data volume and velocity, the “ability to leverage data to analyse product and customer profitability, market opportunity and product suitability is critical to survival and success – and the time horizon for this data-centric reckoning is surprisingly short.”

UK's Financial Conduct Authority: Update On LF Woodford Equity Income Fund

Date 05/06/2019

The Financial Conduct Authority (FCA) today provides an update following the announcement on Monday 3 June that dealing in the units of the LF Woodford Equity Income Fund (the 'Fund') had been suspended. This statement provides additional information about the purpose of suspension, the FCA's role and to address commentary around the decision to list some of the Fund’s assets in Guernsey.

UK’s Financial Conduct Authority And The Dutch Authority For The Financial Markets (AFM) Agree On Closer Partnership

Date 05/06/2019

UK and Dutch financial regulators agreed to work more closely together to protect and enhance the integrity and stability of both countries financial systems.

Broadridge Announces Innovations For The Updated European Shareholder Rights Directive - Includes Extended Global Proxy Voting Solution, New Blockchain Platform For Shareholder Disclosure And Retail Voting

Date 05/06/2019

In response to the European Commission’s updated Shareholder Rights Directive, Broadridge Financial Solutions, Inc.(NYSE:BR), a global Fintech leader and part of the S&P 500® Index, has announced details of its extended solution to support both institutional- and retail-focused intermediaries for global proxy voting. The new offering includes a range of process enhancements and a new blockchain-based platform for shareholder disclosure. In addition, firms supporting retail and private wealth clients will now be able to distribute proxy materials to these retail clients through electronic distribution, including mobile devices. 

Union Bancaire Privée Joins The Big Exchange As Founding Member

Date 05/06/2019

Union Bancaire Privée (UBP) is pleased to announce its support, as a founding member, to The Big Exchange, a mission-led, mobile-first financial services proposition which will open investing and saving to everyone. From launch, The Big Exchange will offer funds to retail investors, charging amongst the lowest possible rates in the market, while investing in businesses that have a positive impact on society and the planet. 

Aquis Exchange Achieves Record Market Share

Date 05/06/2019

Aquis Exchange PLC (AIM: AQX), the exchange services group, which operates the pan-European cash equities trading MTF, Aquis Exchange, is pleased to announce that it achieved record monthly market share of continuous trading of 4.76% in May 2019. The value of shares traded in the month was €34 billion.