Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • New Zealand's Financial Markets Authority Publishes Guide To Shares For Investors

    Date 25/03/2019

    The FMA has published a guide for investors on the nuts and bolts of choosing, buying, owning and selling shares.

  • What Does The Future Hold For Securities Lending? By Matt Wolfe, OCC Vice President Of Business Development, March 25, 2019

    Date 25/03/2019

    Strong personal relationships have always been a cornerstone of the securities lending marketplace. Market participants focus on developing a broad, reliable network of relationships, so they can be the first lender borrowers contact in the morning, or the first borrower to be offered hard-to-borrow securities by a lender. While strong relationships will always be important, there is a growing emphasis on data collection. Decisions are being influenced by data analytics. In my view, the future of securities lending will be data-driven and the leaders will be those that make the most effective use of data.

  • Opening Statement Of CFTC Commissioner Dawn D. Stump Before The Commission Meeting

    Date 25/03/2019

    Thank you to the Chairman for calling this open meeting and to the staff for their diligence in preparing the items we will consider today.  I have just returned from a trip to Europe where I was visiting our regulatory counterparts across various jurisdictions and many market participants and market infrastructure providers who operate truly global businesses.  That trip reinforced my belief that every jurisdiction, including the US, needs to recommit to the global coordination envisioned at the Pittsburg G-20 Summit in 2009, when global leaders committed to work together to improve the system.  The alternative of duplicative supervision creates a new web of regulatory vulnerabilities and serves to complicate, not improve, the intended benefits of the recent reforms.

  • SEC Names Jeffrey Dinwoodie Senior Counsel And Policy Advisor For Market And Activities-Based Risk

    Date 25/03/2019

    The Securities and Exchange Commission today announced that Jeffrey T. Dinwoodie has been appointed Senior Counsel and Policy Advisor for Market and Activities-Based Risk.  Chairman Jay Clayton has created this senior officer position to manage and coordinate the agency’s efforts to identify, monitor and respond to market risks—including activities-based risks—affecting the U.S. capital markets.  Mr. Dinwoodie will serve as the Chairman’s Deputy Representative to the Financial Stability Oversight Council (FSOC) and as a primary liaison with respect to these matters to other federal regulatory agencies and international organizations.  He will report directly to Chairman Clayton and will work closely with staff across the agency, including in the Divisions of Trading and Markets, Investment Management, and Economic and Risk Analysis, and the Office of Compliance Inspections and Examinations, among others. 

  • Opening Statement Of CFTC Commissioner Brian Quintenz Before The Open Commission Meeting On March 25, 2019

    Date 25/03/2019

    Open Meeting on Interim Final Rule Regarding Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants in Light of Brexit; and Final Rule Regarding the De Minimis Exception to the Swap Dealer Definition – Swaps Entered into by Insured Depository Institutions in Connection with Loans to Customers