FTSE Mondo Visione Exchanges Index:
News Centre
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FIA's Lukken: The Power Of Markets And The Markets Of Power
Date 04/06/2019
FIA’s President and CEO Walt Lukken today gave opening remarks at FIA’s International Derivatives Expo.
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Samir Pandiri Joins Broadridge As President Of Broadridge International
Date 04/06/2019
Broadridge Financial Solutions Inc. (NYSE:BR), a global Fintech leader and part of the S&P 500® Index, today announced the appointment of Samir Pandiri as President of Broadridge International. Based in London, Pandiri will be responsible for Broadridge’s rapidly growing Post-Trade Technology, Global Proxy, and Asset Management Data and Technology businesses outside of North America with a special focus on Europe and Asia.
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Securities Commission Malaysia Registers Three Digital Asset Exchanges
Date 04/06/2019
The Securities Commission Malaysia (SC) today announced that it has registered three Recognized Market Operators (RMOs) to establish and operate digital asset exchanges(DAX) in Malaysia.
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Thailand Futures Exchange Adds 19 New Underlying Stocks For Stock Futures, Effective From June 10
Date 04/06/2019
Thailand Futures Exchange PCL (TFEX) will introduce a new set of Stock Futures with the new 19 underlying stocks, aiming at broadening investment options to accommodate higher demands on this product.
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Mandatory Notification Of Trades - Oslo Børs VPS Holding ASA
Date 04/06/2019
Euronext’s offer to acquire all outstanding shares in Oslo Børs VPS Holding ASA was made unconditional 31 May 2019. Trond Pettersen (Chief Complience Officer, VPS) has accepted the offer for 1,551 shares (new holding: 209 shares).
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Monetary Authority Of Singapore Imposes Civil Penalty Of $336,000 On Mr Tham Wai Mun Raphael For Insider Trading
Date 04/06/2019
The Monetary Authority of Singapore (MAS) has imposed a civil penalty of $336,000 on Mr Tham Wai Mun Raphael for insider trading. He had sold shares in Auhua Clean Energy PLC (ACE), a company listed on the Alternative Investment Market of the London Stock Exchange, while in possession of non-public and price-sensitive information concerning the company.
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Hong Kong’s Securities And Futures Commission Seeks Disqualification Order Against Former Chief Financial Officer Of Fujian Nuoqi Co., Ltd.
Date 04/06/2019
The Securities and Futures Commission (SFC) has commenced legal proceedings in the Court of First Instance to seek a court order to disqualify the former chief financial officer, company secretary and executive director of Fujian Nuoqi Co., Ltd. (Nuoqi), Mr Au Yeung Ho Yin.
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Acuiti SM&CR Regulation Briefing And Guide Released Today - Outline Of Impact Of Expansion Of Regime To FCA Solo-Regulated Firms
Date 04/06/2019
Key Points:
- Significant changes being introduced to regulation of FCA solo-regulated firms
- 39% of relevant surveyed executives unaware they are coming into scope
- 69% of respondents in implementation or preparatory phase say SM&CR top or high priority
- 65% of firms predict that significant HR work is required to meet the new requirements
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Itiviti Advances Strategic SSEOMS Migration Initiative, Recruits Linda Middleditch As Chief Product Officer
Date 04/06/2019
Itiviti, a world-leading technology and service provider for the capital markets industry, has announced the appointment of Linda Middleditch as Chief Product Officer. An experienced strategy and change management specialist, Linda joins Itiviti from Bloomberg LP, where she most recently was Global Head of SSEOMS Product Management. She has previously held senior product development positions with top-tier investment banks, including Citi and Morgan Stanley.
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Shenzhen Stock Exchange Sees Its First 30-Year Municipal Bond Issued Successfully
Date 04/06/2019
On June 3, Sichuan Provincial Government managed to issue its 30-year municipal bond by tender. It is the first super long-term bond of its kind that has hit Shenzhen Stock Exchange (SZSE), and also an active attempt made by SZSE to assist local financial authorities in promoting the innovation in municipal bonds.
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