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  • Remarks Of CFTC Chairman Heath P. Tarbert To The 35th Annual FIA EXPO 2019

    Date 03/12/2019

    Well, good morning everyone.  It is great to be here at FIA, the leading association for the futures industry—not only in the United States, but around the world.  It’s also terrific to be here in Chicago.  As Walt said, this city has so much history and has made the United States a leader in this field and has helped underpin our system of free enterprise for the last century and a half.  So it’s wonderful to be here because I think one of the key messages I want to convey is that I care as much about these markets as all of you do.  And so it’s a great honor to stand here before you as the fourteenth Chairman of the CFTC, with that charge to keep.

  • NZX Shareholder Metrics November 2019

    Date 03/12/2019

    Please see attached NZX shareholder metrics for November 2019.

  • CFTC To Hold An Open Commission Meeting On December 10

    Date 03/12/2019

    U.S. Commodity Futures Trading Commission Chairman Heath P. Tarbert today announced the CFTC will hold an open meeting on Tuesday, December 10, 2019, at 9:00 a.m. EST at its headquarters in Washington, DC to consider the following:

  • SEC Names Paul Munter As Deputy Chief Accountant

    Date 03/12/2019

    The Securities and Exchange Commission today announced the appointment of Paul Munter as a Deputy Chief Accountant (International) in the agency's Office of the Chief Accountant.

  • Supervision And Regulation Report - Federal Reserve Vice Chair For Supervision Randal K. Quarles, Before The Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.

    Date 03/12/2019

    Chairwoman Waters, Ranking Member McHenry, members of the committee, thank you for the opportunity to appear today, alongside my colleagues from the regulatory community. We join you on the cusp of a significant and shared milestone: the full and faithful implementation of Congress's efforts to improve financial regulation, in the form of the Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA). Today, I will briefly review the steps we have taken toward this milestone; share information on the state of the banking system, from the report that accompanies my testimony; and discuss the continuing need to ensure our regulatory framework is both coherent and effective.