News Centre

Overview Of Shanghai Market 2019

Date 08/01/2020

Click here to download an overview of the Shanghai market at the end of 2019.

Bursa Malaysia Securities Berhad: Sector And Sub-Sector Update: Paragon Globe Berhad

Date 08/01/2020

Bursa Malaysia Securities Berhad (“Bursa Securities”) has decided to update the classification of sector and sub-sector for PARAGON GLOBE BERHAD (“PGLOBE”) to come into effect on 9.00 a.m., Monday, 13 January 2020.

Dubai Financial Services Authority Takes Action Against Morgan Gatsby Limited For Multiple Serious Breaches

Date 08/01/2020

The Dubai Financial Services Authority (DFSA) today announced that it has fined Morgan Gatsby Limited (MGL), approximately USD 246,000 (approx. AED 900,000), for multiple serious breaches of DFSA legislation.  The DFSA had previously suspended MGL’s licence on 8 November 2018 due to concerns regarding MGL’s non-compliance with DFSA legislation.

Moscow Exchange: Risk Parameters Change For The Security RU000A0JWTN2

Date 08/01/2020

As per the Securities market risk parameters methodology, on 08.01.2020, 11-55 (MSK) the upper bound of the price band (up to 107.7) and initial margins (up to 8.75 %) for the security RU000A0JWTN2 were changed. New values are available here

Shanghai Stock Exchange: New Market Surveillance System Put Into Use

Date 08/01/2020

Recently, the new market surveillance system of the Shanghai Stock Exchange (SSE) has been officially put into use. It is a major measure by the SSE to implement the plan of the China Securities Regulatory Commission on strengthening the capital market’s reform in an overall manner, propel the in-depth integration of technology and business, and accelerate the improvement of the capability of technological supervision.

Forge Ahead And Consolidate The Foundation Live The Day To The Full And Keep Reforming And Innovating - Shenzhen Stock Exchange. Holds The 2019 Bond Market Regulation Symposium

Date 08/01/2020

On January 7, SZSE held the 2019 Bond Market Regulation Symposium. At the Symposium, SZSE focused on the full implementation of the guiding principles of the Central Economic Work Conference and reviewed the development of bond market in 2019. It also studied and made arrangements for the priorities of the bond market in 2020 to better serve the real economy and the building of the Guangdong-Hong Kong-Macao Greater Bay Area and the Pilot Demonstration Area of Socialism with Chinese Characteristics. The Symposium was attended by representatives from institutions including the Ministry of Finance, departments or bureaus of finance at the provincial level and of the autonomous regions or at the municipal level, the CSRC and its local offices, fixed income product issuers, banks, securities institutions, insurance companies and fund companies.

SGX Welcomes Yongan International Financial As Derivatives Trading Member

Date 08/01/2020

Singapore Exchange (SGX) welcomes Yongan International Financial (Singapore) Pte. Ltd. as a Derivatives Trading Member. 

Statement On Senate Confirmation Of Jovita Carranza As Administrator Of The Small Business Administration, SEC Chairman Jay Clayton, Jan. 7, 2020

Date 07/01/2020

As Treasurer of the United States, Jovita Carranza has been a valued partner for the Commission, joining with us in initiatives and events directed toward increasing investor literacy and expanding opportunities in the financial services industry for historically underrepresented communities. My colleagues and I look forward to continuing our collaboration with now confirmed Administrator Carranza and the team at the Small Business Administration, particularly through our Office of the Advocate for Small Business Capital Formation. Congratulations to Jovita on her Senate confirmation.

SIFMA CEO: Massachusetts Fiduciary Proposal Would Harm Everyday Investors

Date 07/01/2020

In testimony delivered today, SIFMA expressed strong concern over a Massachusetts proposal to create a state-specific fiduciary standard for broker-dealers and their representatives, and urged the Commonwealth to defer to Regulation Best Interest (Reg BI) – a new nationwide best interest standard which was approved by the SEC in June 2019 and is fully operational in June 2020.

FIA: December 2019 SEF Tracker

Date 07/01/2020