News Centre

Christopher Woolard Appointed Interim Chief Executive Of The FCA

Date 24/01/2020

Mr Woolard will take up the role of interim Chief Executive on Monday 16 March, following Andrew Bailey’s departure to become Governor of the Bank of England.

Chinese New Year Greetings From HKEX Chairman Laura M Cha And Chief Executive Charles Li

Date 24/01/2020

The Chinese New Year is almost here. While everyone is busy preparing for the New Year celebration, HKEX Chairman Laura M Cha and Chief Executive Charles Li are leading the HKEX delegation at the World Economic Forum annual meeting in Davos, Switzerland.  Laura and Charles wish you a prosperous, joyful and healthy ‘Year of the Rat’!

Christopher Woolard Appointed Interim Chief Executive Of The UK Financial Conduct Authority

Date 24/01/2020

HM Treasury, following advice of the Board of the Financial Conduct Authority (FCA), has appointed Christopher Woolard as Interim Chief Executive.

Broadridge Distribution Insights: ETF Outlook 2020 report

Date 24/01/2020

Click here to download  the 2020 ETF Outlook from Broadridge Financial Solutions, a study into the behaviour of financial advisors around ETF investing. 

European Commission Clamps Down On Non-Compliance With The 5th Anti-Money Laundering Directive (5MLD)

Date 24/01/2020

• Less than a month since its introduction the EU is preparing to crack down on countries who have not complied with the Directive
• LexisNexis Risk Solutions publishes guide to help educate firms on changes to be introduced as part of 5MLD

HKEX Stock Exchange Participants' Market Share Report

Date 24/01/2020

Stock Exchange Participants' Market Share Report

Tokyo Stock Exchange: Publication Of "Availability Of English Disclosure Information By Listed Companies"

Date 24/01/2020

Tokyo Stock Exchange, Inc. (TSE) will start publishing "Availability of English Disclosure Information by Listed Companies", a list containing information on English disclosure made by listed companies. This new initiative will go toward satisfying demand from foreign investors to understand the kind of English information disclosed by listed companies, including when and where they are disclosed.

SEC Announces Conference On Municipal Securities Disclosure

Date 23/01/2020

The Securities and Exchange Commission today announced that it will host a March 10 conference to focus on municipal securities, which are predominantly owned by Main Street investors and help finance important public projects like schools, roads and utilities.

B3: Ibovespa Breaks New Record And Reaches 119.527 Points

Date 23/01/2020

B3’s market performance index – Ibovespa – hit a record high today ending the day at 119.527 points, up 0,95% from last trading session. The previous Ibovespa record of 118.861 points was recorded on January 20, 2020.

SIFMA Promotes Ellen Greene To Managing Director, Equity And Options Market Structure

Date 23/01/2020

SIFMA today announced that Ellen Greene has been promoted to the position of managing director, equity and options market structure.