FTSE Mondo Visione Exchanges Index:
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JPX Marks International Women’s Day, March 8 - JPX Shows Its Support For Ring The Bell For Gender Equality 2020
Date 06/03/2020
March 8 is designated as International Women’s Day by the United Nations. Every year, exchanges around the globe hold a “Ring the Bell for Gender Equality” ceremony to show support for women’s active participation in society.
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MOEX Supervisory Board Recommends 89% Of 2019 Net Profit To Be Paid In Dividends
Date 06/03/2020
On 5 March 2020, the Moscow Exchange Supervisory Board recommended that the Annual General Meeting of Shareholders (AGM) approve a dividend for 2019 of RUB 7.93 per share.
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Japan Exchange Group: Pilot Test Of DLT Information Sharing Platform In The Field Of Securities Post-Trade
Date 06/03/2020
Japan Exchange Group, Inc. (hereinafter referred to as "JPX".) and Japan Securities Depository Center, Inc. announced today that they will launch pilot testing of a DLT* information sharing platform for securities post-trade information in April this year, under JPX’s "Proof of Concept Testing for Utilization of Blockchain/DLT in Capital Market Infrastructure" program.** NEC Corporation will be the IT support vendor.
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Dalian Commodity Exchange Deals With 34 Abnormal Transactions In February
Date 06/03/2020
To earnestly fulfill the front-line regulation responsibility, regulate futures transactions, and protect the legitimate rights and interests of futures market participants, Dalian Commodity Exchange (DCE) has continued to strictly crack down on all kinds of violations.
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Shanghai Stock Exchange: Q & A On Implementing Registration-based System For Public Issuance Of Corporate Bonds
Date 06/03/2020
The amended “Securities Law of the People's Republic of China” (the "Securities Law" for short) will come into effect starting from March 1, 2020. In order to carry through the work arrangement of the State Council for enforcing the “Securities Law”, the registration-based system for the public issuance of corporate bonds will be put into practice from March 1, 2020, according to the overall arrangements of the China Securities Regulatory Commission (CSRC). The Shanghai Stock Exchange (SSE) today officially issued the "Notice on Business Arrangements of Shanghai Stock Exchange for Implementing Registration-based System for Public Issuance of Corporate Bonds" (No. 13 [2020] of the Shanghai Stock Exchange, hereinafter referred to as the "Notice"). To this end, the relevant SSE official answered the questions about the business arrangements for the implementation of the registration-based system on the corporate bonds.
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US Department Of Justice: Founder Of Russian Bank Charged With Tax Fraud - Allegedly Concealed $1 Billion In Assets And Income When Renouncing U.S. Citizenship
Date 05/03/2020
The founder of a Russian bank was arrested last week in London in connection with an indictment charging him with filing false tax returns, announced Principal Deputy Assistant Attorney General Richard E. Zuckerman of the Justice Department’s Tax Division, U.S. Attorney David L. Anderson for the Northern District of California, and Internal Revenue Service (IRS) Criminal Investigation, Special Agent in Charge Kareem Carter. The Sept. 26, 2019, indictment was unsealed today.
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FINRA Arbitration Rule Change: Order Approving A Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available To Customers If A Firm Or Associated Person Is Or Becomes Inactive
Date 05/03/2020
FINRA has received approval to amend the FINRA Code of Arbitration Procedure for Customer Disputes to expand a customer’s options to withdraw an arbitration claim if a member or an associated person becomes inactive before a claim is filed or during a pending arbitration. In addition, the proposed amendments would allow customers to amend pleadings, postpone hearings, request default proceedings and receive a refund of filing fees in these situations.
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IIROC's Work With Canadian Securities Administrators (CSA) Results In Proposed Rule Amendments To Protect Vulnerable Investors - Measures Would Give Investment Firms/Registrants Tools To Help Protect Clients
Date 05/03/2020
The Investment Industry Regulatory Organization of Canada (IIROC) applauds the work of the Canadian Securities Administrators (CSA) in formalizing protective measures to assist investment dealers/individuals when they reasonably believe a vulnerable client is being financially exploited or a client may have diminished mental capacity.
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Canadian Securities Regulators Adopt Harmonized Pre-File Review Of Prospectuses
Date 05/03/2020
Issuers across Canada will now be able to submit their prospectuses for confidential review by securities regulators before publicly filing them.
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US Department Of Justice: Federal Jury Convicts Founder And Chairman Of A Multinational Investment Company And A Company Consultant Of Public Corruption And Bribery Charges - Former North Carolina State Political Party Chairman Previously Pleaded Guilty To Lying To The FBI In Connection With The Bribery Scheme
Date 05/03/2020
A federal jury sitting in Charlotte, North Carolina, has convicted the founder and chairman of a multinational investment company and a company consultant of public corruption and bribery charges, for orchestrating a bribery scheme involving independent expenditure accounts and improper campaign contributions.
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