News Centre

SEC: Jury Finds Investment Adviser And Its Owner Liable For Fraud

Date 16/03/2020

Today, jurors in New Haven, Connecticut, federal court returned a verdict in the Securities and Exchange Commission's favor against an investment adviser and its owner.

MIAX Options Will Remain Halted For The Remainder Of The Day

Date 16/03/2020

MIAX Options will remain halted for the remainder of the day.

Canadian Securities Regulators Provide Update On Covid-19 And Potential Filing Delays By Reporting Issuers

Date 16/03/2020

The Canadian Securities Administrators (CSA) encourages reporting issuers to contact their principal regulator to discuss any potential effect of the current COVID-19 outbreak on their ability to comply with their obligations under securities legislation, including filing deadlines or delivery of meeting materials.

Euronext Appoints Georges Lauchard As Chief Operating Officer

Date 16/03/2020

Euronext announces the appointment of Georges Lauchard as Chief Operating Officer and member of the Managing Board of Euronext N.V., pending all relevant corporate and regulatory approvals.

Committee On Foreign Investment In The United States Review Concluded And Update On Approval Process Related To The Planned All Share Acquisition Of Refinitiv

Date 16/03/2020

On 1 August 2019, London Stock Exchange Group plc (LSEG) announced that it had reached definitive terms to acquire Refinitiv in an all share transaction for a total enterprise value of approximately US$27 billion (as at 1 August 2019) (the Transaction).

MIAX Options And MIAX Emerald - FIX Order Status

Date 16/03/2020

Execution and cancel messages for FIX orders on both MIAX Options and MIAX Emerald Options were not sent via the FIX interface from 13:26 to the Halt of Trading.  MIAX Options halted at 13:50:01 and Emerald Options halted at 13:50:33.  FIX Order Firms will be notified of all cancel and execution activity shortly.

CFTC Cancels March 19 Open Meeting

Date 16/03/2020

Commodity Futures Trading Commission Chairman Heath P. Tarbert today announced the open meeting scheduled for March 19 has been cancelled in response to recently issued guidance from the Office of Management and Budget and the President’s emergency declaration regarding COVID-19.

MIAX Options And MIAX Emerald - All Symbols Halted

Date 16/03/2020

MIAX Options and MIAX Emerald have halted all symbols as of 1:50 PM.

Finansinspektionen On Liquidity Coverage Ratios (LCR) For Swedish banks

Date 16/03/2020

Given the current circumstances, FI would like to clarify that it will temporarily allow banks to fall below the liquidity coverage ratio (LCR) for individual currencies and total currencies. 

Deutsche Börse AG: Release According To Article 40, Section 1 Of The WpHG [The German Securities Trading Act] With The Objective Of Europe-Wide Distribution

Date 16/03/2020