Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • Supreme Court Denies Defendants’ Challenge To CFTC’s Enforcement Authority

    Date 30/06/2020

    On Monday, June 29, 2020 the U.S. Supreme Court denied a petition for a writ of certiorari by the defendants in the CFTC’s anti-fraud enforcement action against Monex Deposit Company and its affiliated companies and principals. The defendants’ petition challenged the CFTC’s authority to bring enforcement cases against alleged fraud, an argument rejected last year by the U.S. Court of Appeals for the Ninth Circuit. [See CFTC Press Release No. 7984-19] The CFTC enforcement action, filed in 2017, charged the defendants with defrauding thousands of retail customers out of hundreds of millions of dollars, while executing thousands of illegal, off-exchange leveraged commodity transactions. [See CFTC Press Release No. 7609-17]

  • MIAX Options And MIAX PEARL Options - Reminder For Additional MEI And MEO Limited Service Ports

    Date 30/06/2020

    As previously announced in the May 28, 2020 Alert, the MIAX Options and MIAX PEARL Options Exchanges will offer Market Makers the ability to purchase an additional two (2) Limited Service MIAX Express Interface (MEI) and MIAX Express Order (MEO) Ports per matching engine.  The two additional Limited Service Ports will be available on July 2, 2020, in conjunction with the two additional shared segment ULL switches which were previously announced in the May 19, 2020 Alert and June 17, 2020 Alert.  These will be over and above the current six (6) additional Limited Service MEI/MEO Ports per matching engine that are currently available for purchase by Market Makers.  Market Makers will now be limited to purchasing eight (8) additional Limited Service MEI/MEO Ports per matching engine, for a maximum of ten (10) per matching engine. 

  • Market For Underlying Security Used For Openings On MIAX Options, MIAX PEARL And MIAX Emerald For Newly Listed Option Classes Effective Wednesday, July 1, 2020

    Date 30/06/2020

    Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Wednesday, July 1, 2020.

  • Canadian Securities Regulators Release Interim Report On The CSA 2019-2022 Business Plan

    Date 30/06/2020

    The Canadian Securities Administrators (CSA) today released an interim progress report on initiatives published in its CSA 2019-2022 Business Plan, which sets out the priorities of its members over the course of the next three-year period. The progress report provides an update to Canadian investors and market participants on work set out by CSA members in June of last year, highlights achievements outside of the Business Plan, and outlines upcoming policy initiatives.

  • Switzerland And UK To Negotiate A Bilateral Financial Services Agreement

    Date 30/06/2020

    Cross-border financial services trade between the UK and Switzerland is set to become easier, thanks to a commitment signed today (30 June) by the Chancellor of the Exchequer and his Swiss counterpart.