News Centre

Canadian Securities Administrators Provides Update On Binding Dispute Resolution

Date 07/11/2024

The Canadian Securities Administrators (CSA) is providing an update to interested parties on the status of its work to introduce binding authority for an independent dispute resolution service.

MIAX Regulatory: Approved Rule Change To Amend FINRA Rule 12800 (Simplified Arbitration) To Clarify And Amend The Applicability Of Document Production Lists

Date 07/11/2024

The Securities and Exchange Commission has approved the following FINRA rule changes:

• FINRA Rule 12800(g)(1) permitting customers in paper cases and special proceedings to have Document Production Lists apply to all parties
• FINRA Rule 12800(g)(1)(A) to provide that Document Production Lists apply to arbitrations in which the customer requests an Option One hearing
• FINRA Rule 12800(g)(1)(B) to provide that such would not apply to arbitrations in which the customer requests no hearing or an Option Two special proceeding, unless the customer requests that the Document Production Lists apply to all parties.

Moscow Exchange: The Start Of Trading Postponed On The Securities Market

Date 07/11/2024

The start of trading on the Securities market postponed. The new start time will be announced later.

Nodal Exchange Achieves New Records In Its Power (Up 23%), Environmental (Up 621%) And Natural Gas (Up 261%) Markets

Date 07/11/2024

Nodal Exchange today announced new trading records in its power, environmental and natural gas markets. In power, Nodal achieved a year-to-date record with January to October 2024 traded power futures volume of 2.600 billion MWh, up 10% from 2.357 billion MWh during the same period in 2023. In October, Nodal Exchange traded volume was 299 million MWh, up 23% from October 2023. Nodal continues to be the market leader in North American power futures having the majority share of the open interest with 1.416 billion MWh at the end of October. The open interest represents over $124 billion of notional value (both sides).

CME Group Announces Employment Agreement Extension For Chairman And Chief Executive Officer Terry Duffy

Date 07/11/2024

• Chief Financial Officer Lynne Fitzpatrick Appointed to President and CFO
• Chief Operating Officer   Julie Holzrichter to Step Down and Assume Advisory Role
• Suzanne Sprague to Succeed Holzrichter

Remarks at Securities Enforcement Forum D.C. 2024, Sanjay Wadhwa, Acting Director, SEC Division Of Enforcement, Washington D.C., Nov. 6, 2024

Date 07/11/2024

Good afternoon. Thank you to Bruce Carton for the invitation to speak today and for the kind introduction. I appreciate the opportunity to be able to talk to you about the work of the SEC’s Division of Enforcement.

Canadian Securities Regulators Publish Report On Continuous Disclosure Reviews

Date 07/11/2024

The Canadian Securities Administrators (CSA) today published its biennial report on its Continuous Disclosure Review Program (CD Review Program). This report provides an overview of the CSA’s CD Review Program results and highlights key findings and outcomes over the past two fiscal years.

MIAX Options Exchange - Planned Network Refresh For The 10G ULL Extranet

Date 07/11/2024

MIAX Options will upgrade the 10G ULL extranet switches and related network analytics infrastructure beginning in March of 2025.

Euronext Publishes Q3 2024 Results

Date 07/11/2024

Euronext, the leading pan-European market infrastructure, today publishes its results for the third quarter 2024.

Euronext Announces Launch Of A Share Repurchase Programme Of €300 Million

Date 07/11/2024

Euronext today announces a share repurchase programme (the ‘Programme’) for a maximum amount of €300 million.