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  • SEC Charges Lighting Products Company And Four Executives With Accounting Violations

    Date 24/09/2020

    The Securities and Exchange Commission today charged Connecticut-based Revolution Lighting Technologies Inc. for an accounting fraud that falsely inflated its reported revenues over a four-year period. Four Revolution Lighting executives—CEO Robert LaPenta, former CFO James DePalma, and two former CFOs of the firm’s largest division, Allen Garner and Daniel O’Neal— were also charged for their roles in causing Revolution Lighting to misreport its revenue. All have agreed to settlements to resolve the claims against them. 

  • A Special (Regulatory) Relationship: Remarks Of CFTC Chairman Heath P. Tarbert To The City Of London Corporation

    Date 24/09/2020

    Good evening everyone. It is an honor to be addressing all of you. Unfortunately due to COVID, I have to do so via video conference from Washington and not with you in beautiful Guildhall. Still, I take heart that this great tradition continues. Winston Churchill once said “The maxim of the British people is ‘Business as usual.’”  So, even as I take heart, I am in no way surprised. 

  • Europex Consultation Response – EU Offshore Renewable Energy Strategy

    Date 24/09/2020

    Europex fully supports the development of a comprehensive EU strategy on offshore energy, which is needed to help scale up offshore energy deployment and ultimately contribute to the decarbonisation of the European energy system. While there are many important issues that the strategy must address, our response focuses on the following regulatory and market aspects:

    • Integration of offshore energy into the market / financing models;
    • Building up the necessary grid infrastructure;
    • Regulatory aspects of hybrid or joint offshore projects;
    • Developing offshore wind as part of wider energy system integration efforts.

  • Remarks At The Meeting Of The Investor Advisory Committee, SEC Chairman Jay Clayton, Sept. 24, 2020

    Date 24/09/2020

    Thank you, Paul [Mahoney].

    I want to echo the thanks to Anne [Simpson] for your service on the Committee. You have done a remarkable job, and I thank you for your valuable contributions.

    I also want to extend a warm welcome to Satyam Khanna to his first Committee meeting.  It’s good to see you back in the building, albeit virtually, and I appreciate you sharing your time and expertise with the Committee. 

  • UK Financial Conduct Authority Update Following The Recent Coronavirus Restrictions Statements On Tuesday 22 September

    Date 24/09/2020

    We note the recent statement made by UK Government and devolved administrations on coronavirus (Covid-19) on Tuesday 22 September.

    Firms should continue to follow Government advice on working from home until notified otherwise.

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