News Centre

Exchange Traded Note Linked To The Performance Of NASDAQ 100 Is Listed On AIX

Date 18/05/2021

Astana International Exchange (“AIX”, “Exchange”) is pleased to announce the launch of a new exchange-traded note (“ETN”, “Note”) in order to provide local retail investors access to the returns of NASDAQ 100 Index. iX NASDAQ 100 Equities represents a low-cost and tax-efficient way to invest in shares of global technology companies included in the NASDAQ 100 Index such as Apple, Microsoft, Google, Amazon, Tesla and more.

Implementing “Zero Tolerance” And Observing “Three-Timely” Principles: Shanghai Stock Exchange Publicly Condemns Violation Of Easy Visible For Not Disclosing Annual Report On Schedule

Date 18/05/2021

On May 18, 2021, the Shanghai Stock Exchange (SSE) made a disciplinary decision to publicly condemn Easy Visible Supply Chain Management Co., Ltd. (Easy Visible) to all of its directors, supervisors and senior management members for the violation of failing to disclose the annual report 2020 and the 1st quarter report of 2021 within the required time. For the vicious violation which had great influence on the market and touched the bottom line of supervision, the SSE punished Easy Visible and relevant responsible persons according to laws and regulations. By so doing, the SSE actively performs its front-line supervision role of information disclosure, focuses on the primary goal of promoting the quality of listed companies while resolutely implementing the work requirement of "zero tolerance". All this contributed to strengthening the deterrent demonstration effect and purifying market ecology.

Japan Exchange Group: The 20th Annual General Shareholders Meeting

Date 18/05/2021

Notice of the 20th Annual General Shareholders Meeting

Matters Disclosed on the Internet Concerning Notice of the 20th Annual General Shareholders Meeting

ASIC: Macquarie Securities Pays $126,000 Infringement Notice

Date 18/05/2021

Macquarie Securities (Australia) Limited (‘MSAL’) has paid a penalty of $126,000 to comply with an infringement notice given by the Markets Disciplinary Panel (‘the MDP’).

Tokyo Commodity Exchange: Timing Of Start Of Derivatives Holiday Trading

Date 18/05/2021

We today announce that the start of  Derivatives holiday trading has been set for around September 2022.

Benjamin W. McDonough Named Office Of The Comptroller Of The Currency Chief Counsel

Date 17/05/2021

The Office of the Comptroller of the Currency (OCC) today named Benjamin W. McDonough its Senior Deputy Comptroller and Chief Counsel.

Treasury International Capital Data For March

Date 17/05/2021

The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for March 2021.  The next release, which will report on data for April 2021, is scheduled for June 15, 2021.

Coinbase Announces Proposed Private Offering Of $1.25 Billion Of Convertible Senior Notes Due 2026

Date 17/05/2021

Coinbase Global, Inc. (“Coinbase”) (Nasdaq: COIN) today announced its intention to offer, subject to market conditions and other factors, $1.25 billion aggregate principal amount of Convertible Senior Notes due 2026 (the “notes”) in a private offering (the “offering”) to persons reasonably believed to be qualified institutional buyers pursuant to Rule 144A promulgated under the Securities Act of 1933, as amended (the “Securities Act”). Coinbase also expects to grant the initial purchasers of the notes a 30-day option to purchase up to an additional $187.5 million principal amount of notes solely to cover over-allotments. The notes will be senior, unsecured obligations of Coinbase, will accrue interest payable semi-annually in arrears and will mature on June 1, 2026, unless earlier repurchased, redeemed or converted. The notes will be convertible into cash, shares of Coinbase’s Class A common stock, or a combination thereof, at Coinbase’s election. The interest rate, initial conversion rate, and other terms of the notes are to be determined upon pricing of the offering.

MIAX Options Exchange - Updates To The SPIKES Special Settlement Auction Settlement Reference Price Opening Width And SPIKES Valid And Priority Quote Width Tables

Date 17/05/2021

Due to sustained market volatility, MIAX Options will continue to use the Settlement Reference Price Opening Width and Valid and Priority Quote Width tables detailed in MIAX Options Regulatory Circular 2021-04 for opening the SPY June 18, 2021 options used in the May 19, 2021 SPIKES Special Settlement Auction.

SEC Awards More Than $31 Million To Whistleblowers In Two Enforcement Actions

Date 17/05/2021

The Securities and Exchange Commission today announced whistleblower awards to four individuals totaling more than $31 million.