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Cappitech: Implications Of Deutsche Borse Withdrawing From Regulatory Reporting Market

Date 23/09/2020

The regulatory reporting industry is constantly experiencing change. In 2020, this has included the start of new regulations (SFTR), Brexit implications and market end-point consolidation. In March, CME announced it would no longer be offering ARM, APA & Trade Repository services in Europe and Asia and now it has been confirmed that Deutsche Borse is withdrawing from the market through the sale of RRH to MarketAxess Trax which is already an end point for ARM and APA reporting. This has reduced the number of market players, with the inevitable effect of reduced competition in the short to medium term.
U.S. Equity Exchange Market Revenues To Reach $2.2 Billion In 2020 On Surging Trading Volumes; New Equity Exchanges Launched By MEMX, MIAX PEARL Equities And LTSE Present New Challenges To Incumbent Exchanges--New Burton-Taylor Report

Date 23/09/2020
- U.S. equity exchange revenues are projected to jump 12.9% in 2020.
- Record volumes driving projected 33.6% increase in net transaction revenues.
- Market data revenues and listing segments projected to see small increases.
Strengthening Our Whistleblower Program, SEC Chairman Jay Clayton, Sept. 23, 2020

Date 23/09/2020

Good morning. This is an open meeting of the U.S. Securities and Exchange Commission, under the Government in the Sunshine Act. This morning, we have two items on the agenda.
DTCC Appoints Lisa Hershey As Chief Compliance Officer

Date 23/09/2020

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade infrastructure for the global financial services industry, today announced the appointment of Lisa Hershey as Managing Director and Chief Compliance Officer with responsibility for leading the firm’s compliance function effective January 1, 2021. She will report to Ann Shuman, DTCC’s Managing Director and General Counsel.
ESMA Reappoints The Chairs Of Its Data And Investment Management Standing Committees

Date 23/09/2020

The Board of Supervisors of the European Securities and Markets Authority (ESMA) has made the following reappointments as standing committee chairs:
- Christopher Buttigieg, Director of the Securities and Markets Supervision Unit at the Malta Financial Services Authority (MFSA), as chair of the Data Standing Committee; and
- Gabriela Figueiredo Dias, Chair of the Comissão do Mercado de Valores Mobiliários (CMVM) of Portugal, as chair of the Investment Management Standing Committee.

SEC Obtains Emergency Asset Freeze, Charges Ring Of Microcap Stock Manipulators Targeting Retail Investors

Date 23/09/2020

The Securities and Exchange Commission today announced that it has obtained an asset freeze and other emergency relief to halt a series of microcap market manipulation schemes that defrauded retail investors.
Moscow Exchange: Risk Parameters Change For The Security SU29015RMFS3

Date 23/09/2020

As per the Securities market risk parameters methodology, on 23.09.2020, 15-47 (MSK) the upper bound of the price band (up to 82.983) and initial margins (up to 10 %) for the security SU29015RMFS3 were changed. New values are available here
Cloud9 Validated As Citrix Ready® To Empower Voice Trading Workflows From Anywhere

Date 23/09/2020

Cloud9 Technologies ("Cloud9"), a provider of cloud-based communications, today announced that its voice trading solution C9 Trader has been validated as Citrix® Ready™. Through the Citrix Ready Program, Cloud9’s sophisticated voice trading APIs can be distributed to institutional traders in any location in an efficient and secure manner.
Update On The UK Financial Conduct Authority Enquiry Into The Bank Of England Audio Issue

Date 23/09/2020

In late 2019 concerns were raised regarding the use of an audio feed from the Bank of England’s press conferences.
UOB Kay Hian Selects Pico To Deliver Its Singapore-Based Next-Generation Trading Platform - Pico Supporting Firm To Access The Markets Faster And Efficiently Scale Expansion Of Its Multi-Asset Offering

Date 23/09/2020

Pico, a leading provider of technology services for the financial markets community, today announced it has been selected by one of Asia’s largest brokerage firms, UOB Kay Hian, to provide managed services and support for its new trading platform.