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  • US Department Of Justice: Three Operators Of Financial Services Firm Charged And Arrested In Alleged $155 Million Investment Fraud Scheme

    Date 09/09/2021

    A three-count criminal indictment was unsealed yesterday in federal court in the Eastern District of New York charging Roberto Gustavo Cortes Ripalda, 54, of Madrid, Spain; Fernando Haberer Bergson, 48, of Buenos Aires, Argentina; and Ernesto Heraclito Weisson Pazmino, 53, of Miami, Florida, with conspiring to defraud investors and financial institutions as part of an international fraud scheme stretching through the United States, South America, and Europe. The defendants are each charged with conspiracy to commit wire fraud, conspiracy to commit bank fraud, and conspiracy to commit money laundering. Federal agents arrested Weisson in Miami yesterday. Cortes and Haberer were also arrested yesterday in Spain and Argentina, respectively. 

  • Readout: US Financial Stability Oversight Council Meeting On September 9, 2021

    Date 09/09/2021

    Today, U.S. Secretary of the Treasury Janet L. Yellen convened a meeting of the Financial Stability Oversight Council (Council) in executive session by videoconference. 

  • Remarks At The Meeting Of The Investor Advisory Committee, SEC Commissioner Elad L. Roisman, Sept. 9, 2021

    Date 09/09/2021

    Good morning, and thank you for gathering to discuss two important topics.  Before I go further, I want to say that my remarks are my own and do not necessarily reflect the views of the Commission or my fellow Commissioners.

  • Cboe Global Markets' Ed Tilly To Serve As Chairman Of The World Federation Of Exchanges

    Date 09/09/2021

    • Cboe Chairman, President and CEO Ed Tilly will serve two-year term as Chairman of the WFE, the global industry group for exchanges and clearinghouses-
    • Tilly will guide WFE's board and 250 member organizations to advance WFE's mission to support and promote the development of fair, transparent, stable and efficient markets around the world
    • Previously served as Vice Chairman of the WFE from 2018 to 2021

  • FIA August 2021 SEF Tracker

    Date 09/09/2021

    Trading volume on swap execution facilities reached $597 billion in average notional value per day during August 2021. This was down 7.5% from the previous month but up 12.8% from the same month of the previous year.