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  • US Department Of Justice: Deutsche Bank Agrees To Pay Over $130 Million To Resolve Foreign Corrupt Practices Act And Fraud Case

    Date 08/01/2021

    Deutsche Bank Aktiengesellschaft (Deutsche Bank or the Company) has agreed to pay more than $130 million to resolve the government’s investigation into violations of the Foreign Corrupt Practices Act (FCPA) and a separate investigation into a commodities fraud scheme.

  • Nadex Refrains From Listing Certain Contracts

    Date 08/01/2021

    Due to activity in the underlying markets upon which the Nadex contracts are based and pursuant to the authority granted in Nadex Rule 12.1(i), Nadex took the following actions: 

    • No USD/JPY, USD/CAD, EUR/JPY, or EUR/JPY 5-Minute contracts were listed for the 6:05pm expiration time on trade date January 4, 2021;

    • No GBP/JPY 5-Minute contracts were listed for the 6:05pm or 6:10pm expiration times on trade date January 4, 2021;

    • No GBP/JPY 5-Minute contracts were listed for the 6:05pm expiration time on trade date January 5, 2021;

    • No GBP/JPY and GBP/USD 5-Minute contracts were listed for the 6:05pm expiration time on trade date January 6, 2021;

    • No GBP/JPY and GBP/USD 5-Minute contracts were listed for the 6:05pm expiration time on trade date January 7, 2021;

    • No GBP/JPY and GBP/USD 5-Minute contracts were listed for the 6:05pm expiration time on trade date January 8, 2021.

  • SEC Charges Deutsche Bank With FCPA Violations Related to Third-Party Intermediaries

    Date 08/01/2021

    The Securities and Exchange Commission today announced charges against Deutsche Bank AG for violations of the Foreign Corrupt Practices Act (FCPA).  As part of coordinated resolutions with the SEC and the Department of Justice, Deutsche Bank has agreed to pay more than $120 million, which includes more than $43 million to settle the SEC’s charges. 

  • Singapore Homegrown SME Neo & Partners Global Bags Another Award - FinTech Certification, A World’s First By The Singapore FinTech Association

    Date 08/01/2021

    Neo & Partners Global, a financial technology SME serving the capital markets sector community of commodity trading advisors, family offices, fund management companies and proprietary trading firms, announced today that it has been awarded the FinTech Certification by Singapore FinTech Association as a FinTech Certified Platforms provider for its award-winning Trading-Atrium.  This FinTech Certification is recognized by the Monetary Authority of Singapore and acts as the benchmark qualification.


  • CFTC Commitments Of Traders Update

    Date 08/01/2021

    The current reports for the week of January 5, 2021 are now available.